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Monday, October 16, 2017

New York Matrimonial Trial Handbook, by Joel R. Brandes


     
   The New York Matrimonial Trial Handbook, by Joel R. Brandes, was written for both the attorney who has never tried a matrimonial action and for the experienced litigator. It is a “how to” book for lawyers. This 840 page handbook focuses on the procedural and substantive law, as well as the law of evidence, that an attorney must have at his or her fingertips when trying a matrimonial action.  It is intended to be an aide for preparing for a trial and as a reference for the procedure in offering and objecting to evidence during a trial.  The handbook deals extensively with the testimonial and documentary evidence necessary to meet the burden of proof.  There are thousands of suggested questions for the examination of witnesses at trial to establish each cause of action and requests for ancillary relief, as well as for the cross-examination of difficult witnesses.

          The New York Matrimonial Trial Handbook, by Joel R. Brandes will be avaiable in the next few days. If you would like to be notified when and when The New York Matrimonial Trial Handbook is on sale send an email to joel@nysdivorce.com with the words “notify me” in the subject line and your email address. For more information about the contents of the Trial Handbook click on this link.

Tuesday, October 10, 2017

Salguero v Argueta, 2017 WL 4475995 (E.D. North Carolina, 2017) [El Salvador ][Costs]


          In Salguero v Argueta, 2017 WL 4475995 (E.D. North Carolina, 2017) the matter was before the clerk on petitioner Jose Gustavo Moneterros Salguero’s motion for payment of costs following the court’s order to return his minor child to El Salvador.. Respondent did not file a response, and the deadline for doing so passed. This matter was referred to the clerk for ruling at the direction of the presiding judge.

        The clerk’s decision stated that under the plain language of the statute, 22 U.S.C. § 9007(b)(3)  the court has the duty to order the payment of necessary expenses and legal fees unless respondent satisfies her burden of showing that such an order would be clearly inappropriate. In this case, respondent failed to offer any response, and therefore the clerk could not find that she  met her burden in establishing that an award of expenses to petitioner was clearly inappropriate. Accordingly, the clerk only considered whether the expenses requested by petitioner constituted a “necessary expense” related to the return of the minor child and are reasonable. See Dawson v. McPherson, No. 1:14CV225, 2014 WL 4748512, at *2 (M.D.N.C. Sept. 23, 2014); Trudrung v. Trudrung, No. 1:10CV73, 2010 WL 2867593, at *1 (M.D.N.C. July 21, 2010).

          Petitioner sought $2,064.20 for expenses incurred by him personally, and submitted supporting receipts. His expenses included the costs he incurred in purchasing a visa and passport to travel to the United States ($219.00), a round trip flight from El Salvador ($777.60), a one-way flight to El Salvador for the child ($426.60), and his lodging in North Carolina during the custody exchange of the child ($641.00). The clerk found these costs were all necessary expenses related to the return of the child and were reasonable. See Hirst v. Tiberghien, Civil Action No., 6:13-00729-JM, 2012 WL 6827813, at *5 (D.S.C. Dec. 20, 2013) (awarding a petitioner expenses including roundtrip airfare for petitioner, lodging, and return airfare for children); Judge v. Williams, No. 4:11-CV-119-F, 2011 WL 3759476, at *2 (E.D.N.C. August 25, 2011) (awarding expenses for petitioner’s roundtrip airfare, lodging, and return airfare for child).

           Petitioner also sought expenses incurred by counsel on his behalf, in the amount of $12,427.36. In declarations, petitioner’s current and prior counsel stated that their retention agreements with petitioner required him to reimburse counsel’s law firms for costs incurred on his behalf during the representation of him in this action. In support of his request for these expenses, petitioner submitted  declarations of counsel, and for some expenses, supporting invoices. The expenses for which petitioner submitted supporting receipts or invoices include the costs for court interpreters for the hearing in this matter ($3,682.00), costs for translation of documents offered as exhibits in the case ($2,149.29), fees for the transcripts of the hearing on the petition ($1,695.75), lodging for his counsel and some meals during the hearing on the petition ($873.03), lodging for his counsel during the custody exchange ($208.69), the services of a private investigator to confirm the location of the child within the Eastern District ($731.80), the costs of subpoenaing airline records ($20.00, and the fee for an expert witness ($350.00). The clerk found  that these constituted necessary expenses related to the return of the child. See Cuellar v. Joyce, 603 F.3d 1142-43 (9th Cir. 2010) (finding the expenses incurred by attorney for lodging and meals during oral argument and post-argument mediation to be “necessary expenses incurred by or on behalf of petitioner); Dawson, 2014 WL 4748512, at * 8 (awarding petitioner expenses for, inter alia, the cost of a private investigator to locate the abducted children in the United States); Saldivar v. Rodela, 894 F. Supp. 2d 916, 945 (W.D. Tex. 2012) (awarding costs for expert witness fees); Neves v. Neves, 637 F. Supp. 2d 322, 344 (W.D.N.C. 2009) (awarding petitioner translation expenses); Friedrich v. Thompson, No. 1:00-CV-772, 1999 WL 33951234, at *2 (M.D.N.C. Nov. 26, 1999) (awarding petitioner the cost of translating documents from German to English). See also 28 U.S.C. § 1920 (providing for the taxation of costs of fees of court reporters for transcripts necessarily obtained for use in the case, compensation of interpreters, and fees for copies of papers necessarily obtained for use in the case); Saldivar, 894 F. Supp. 2d at 943 (concluding that costs taxable under 28 U.S.C. § 1920 are “per se awardable” under ICARA). The clerk also finds that these requested expenses, supported by invoices, are reasonable.

          Petitioner also sought expenses incurred by his counsel on his behalf which were not supported by invoices; his current and prior counsel stated in declarations that invoices are not available. These expenses included costs for counsel’s travel for trial and the custody exchange ($1,034.45); meals during the trial and custody exchange ($243.02);1 postage, telephone, and courier costs ($843.36); color copies, scanning, and printing costs ($31.40); long distance phone charges ($24.26); filing fee ($400.00), and attempted service of process costs ($140.31). With the exception of the filing fee, which was documented in the record = these remaining expenses were not awarded. Without supporting invoices, additional documentation, or some further explanation from counsel, the clerk could not find that the costs for postage, telephone, courier costs, copies, scanning, printing or long distance phone charges were necessary, nor can the clerk find any of the other expenses were reasonable. See Whallon v. Lynn, No. Civ.A.00-11009-RWZ, 2003 WL 1906174, at * (D. Mass. April 18, 2003) (declining to award petitioner “inadequately documented” expenses), aff’d, 356 F.3d 138 (1st Cir. 2004); Dawson, 2014 WL 4748512, at *9 (refusing to award expenses for which a petitioner provided no documentation because “[i]f the Court cannot assess the validity of the expenses, it cannot begin to address whether such expenses were in fact reasonable or necessary”). 

          Petitioner’s request for expenses incurred on his behalf by counsel was reduced by the amount of $2,316.80., Petitioner was awarded costs in the amount of $12,174.76.


Wednesday, October 4, 2017

Pliego v Hayes, 2017 WL 4322445 (2017, W.D. Kentucky)[Turkey] [Fees, Costs and Expenses]



In Pliego v Hayes, 2017 WL 4322445 (2017, W.D. Kentucky) Petitioner Pliego Moved for Fees, Costs, and Expenses. At the request of the Court, the parties filed affidavits in support and in opposition to the motion. 

  The Court observed that there were two prior cases in the district court in which it granted Pliego’s petition and awarded fees. Following Pliego I, the Court awarded fees to Pliego in the amount of $75,091.425, which represented a 50% reduction in the award sought by Pliego. Pliego, 2015 WL 1893426, at *1–3 (W.D. Ky. Apr. 24, 2015). Following Pliego II, the Court awarded Pliego fees in the amount of $100,471.18. Following the Court’s grant of Pliego’s second Petition for Return of Child in Pliego II, Hayes appealed to the Sixth Circuit Court of Appeals, which affirmed the decision of the Court. Pliego v. Hayes, 843 F.3d 226 (6th Cir. 2016). Pliego now sought the fees, costs, and expenses incurred during the appeal of Pliego II to the Sixth Circuit.  Though Pliego requested that the Sixth Circuit award him those fees on appeal, the Sixth Circuit found that the district court was the proper Court to determine any potential award of fees, and it therefore “d [id] not reach the issue of whether the district court that ordered the child’s return in Pliego II may, upon separate motion, award fees incurred on th[e] appeal.” Pliego, 843 F.3d at 238. Pliego requested total attorney and paralegal fees of $56,122.50. Additionally, Pliego requests costs and expenses incurred during the appeal in the amount of $2,477.94. 

Hayes argued that the Court should not give an award of fees for several reasons. Among these are the facts that, according to Hayes, she has since been awarded custody by Turkish courts, Pliego has refused to comply with Turkish custody orders, Pliego has continued to assert his immunity to avoid paying any child support or legal fees to Hayes, that Pliego was incurring about $750 a month for supervised visits with her son, and that an award of fees would render Hayes unable to care for her son. Moreover, Hayes contended that $58,600.44 was excessive. Hayes stated that she had incurred additional costs and attorney fees resulting from the wrongful acts of the Petitioner, including: (a) refusing to comply with custody and visitation orders of the Ankara 11th Family Court; (b) directly interfering in timely execution of all custody and visitation orders by reasserting diplomatic immunity rights; (c) refusing to disclose the whereabouts of the child; and (d) filing three separate additional suits, all dismissed by the courts. 

The district court held that many of the issues detailed in Hayes’ supporting Affidavits, such as Pliego’s alleged “wrongful” actions in the Turkish courts, were irrelevant to the Court’s determination. However, certain matters, such as Hayes’ custody of her son, ability to obtain child support, and her ability to pay an award of costs and fees were relevant to this determination. The effect of Pliego’s requested costs and fees on Hayes’ ability to care for her child was a concern for the Court. Hayes argued that, should her award of sole custody be affirmed, she will be solely “financially responsible for the child, since the Petitioner specifically excluded any action for child support from his immunity waiver.” Second, the Court was also concerned with Hayes’ ability to pay such a high amount of fees and costs, having already been ordered to pay more than $175,000 in costs and fees following prior proceedings in this matter. Hayes further states in her response that “[s]he is not a diplomat, she does not have her living expenses paid by the US Government, [and that] she has been self supporting at a far lower salary than Petitioner’s, with far greater living expenses.” The Court found these arguments to be meritorious.

Based on a review of the information and supporting documents, the Court found that an award of $58,600.44 would be clearly inappropriate, and reduced the overall legal fees by 75%. Petitioner was awarded $14,650.11 for necessary attorney’s fees and costs. 

Wednesday, September 20, 2017

Crane v Merriman, 2017 WL 4079406 (W.D. Oklahoma, 2017[New Zealand] [Habitual Residence][Consent][Petition granted]


          In Crane v Merriman, 2017 WL 4079406 (W.D. Oklahoma, 2017) the district court granted the Petition by the father for the return of the children to New Zealand.

          The district court found that parties lived together in Auckland, New Zealand, in a domestic partnership which produced two children, A.E.C. who was born in August 2013, and R.F.A.C., who was born in September 2016. Both children were dual citizens of New Zealand and the United States. In April 2016, the parties decided to end their domestic partnership. Ultimately they agreed that Merriman would depart New Zealand with the children after Christmas 2016. Until her departure, Merriman had resided in New Zealand for about fifteen years. The children resided with both parents in New Zealand following their births. The oldest, A.E.C., was three years old when she left for the United States with Merriman; the youngest, R.F.A.C., was a little over two months old. Between April 2016 and December 2016, the parties agreed to, and executed, an agreement for property division and an agreement regarding the custody and care of the children. The Custody and Access Agreement executed in November of 2016 made clear that the parties would continue to be joint guardians of the children and share custody. The Custody Agreement provided that Merriman would “initially” have “primary care” of the children, subject to a specific plan for visitation by Crane during the period of 2017-2020 , as well as alternating residences over Christmas, with Christmas 2017 to be spent in New Zealand. The Custody Agreement stated that “no attempt will be made to overturn this agreement in the United States,” and provided that any review of the Agreement will be subject to “New Zealand law and jurisdiction.”  It included a provision reflecting Crane’s consent to the children relocating to the United States with Merriman, this provision appearing immediately after the provision stating that Merriman will “initially have primary care of the children ....”. It provided for visitation by Crane in New Zealand for two months in 2017, and that such visit to New Zealand will take place “as agreed in the period from the end of May to the end of August ... or as mutually agreed by both parties.” In mid-April 2017, Merriman asked Crane to agree to delay the planned visitation until July, to which he assented. The purpose of the delay was to accommodate Merriman’s job search in Oklahoma. On June 29, 2017, Merriman caused to be filed in the District Court of Oklahoma County a Petition for Paternity, Custody, Visitation and Child Support, seeking sole custody of the children. Merriman did not return with the children as previously agreed, and had Crane served with the Oklahoma state court Petition in early July 2017.

          The district court found that Merriman’s desire to obtain a court order in Oklahoma regarding custody of the children before returning them to New Zealand illuminated an underlying intent to avoid the parties’ New Zealand Custody Agreement, and was precisely the type of conduct the Hague Convention and ICARA seeks to prevent.

          The district court found that Crane established by a preponderance of the evidence that (1) the children habitually resided in New Zealand at the time of the retention. It noted that Courts in this circuit, adopting the approach implemented by the First, Fourth, and Fifth Circuits, have stated that “[i]n determining a child’s habitual residence, [the court] looks first to the shared intent or settled purpose of the persons entitled to determine the child’s permanent home; as a secondary factor, [it] may consider the child’s acclimatization to his or her current place of residence.” Mertens v. Kleinsorge-Mertens, 157 F. Supp. 3d 1092, 1103 (D.N.M. 2015). This approach is consistent with a prior unpublished decision from the Tenth Circuit, which states: “[a]lthough it is the child’s habitual residence that the court must determine, in the case of a young child the conduct, intentions, and agreements of the parents during the time preceding the [retention] are important factors to be considered.” Kanth v. Kanth, No. 99-4246, 2000 WL 1644099, at *1 (10th Cir. Nov. 2, 2000) (unpublished).

          The Court found that, prior to their retention in the United States, the children habitually resided in Auckland, New Zealand. At birth, both children resided with the parties in New Zealand. A.E.C. resided with the parties for over three years in New Zealand; R.F.A.C. was a little more than two months old when he departed New Zealand with Merriman. Although the children had been in Oklahoma for nine months, had Merriman abided by the Custody Agreement, two out of the nine months would have been spent in New Zealand. Moreover, it was a stretch to contend, as Merriman did, that the Custody Agreement reflected a mutual intent to permanently relocate the children to Oklahoma, and thus establish Oklahoma as the place where they habitually reside as those terms are used in the Convention. A more consistent and sensical reading of the Custody Agreement was that it sought to preserve the children’s ties to New Zealand, in that it acknowledged the children’s strong ties to that country, and established a 50/50 residential regime as between Oklahoma and New Zealand for each child beginning at age six – two years from now for A.E.C. In any event, the Court found that, absent an expression of mutual intent to establish Oklahoma as their new permanent residence, presence here for nine months, under the circumstances of this case, was insufficient to support a finding that the children have acclimatized here and habitually reside in Oklahoma as opposed to New Zealand. Thus, the Court found that Crane has established the first element of his prima facie case by a preponderance of the evidence.

          The Court found that Crane established wrongful retention of the children in Oklahoma in violation of his custodial rights and that Crane was exercising his joint guardian at the time of the wrongful retention.  It rejected the defense advanced by Merriman that Crane consented to the relocation of the children in the Custody Agreement, and otherwise acquiesced in the relocation by agreeing to delay the visitation called for in the Agreement and assisting Defendant in the purchase of her home in Oklahoma. The evidence wass clear that Crane’s agreement to include relocation of the children to Oklahoma in the Custody Agreement was made in the context of the Agreement as a whole, which provided for extensive involvement and visitation by Crane until the children reach the age of six, and then required a 50/50 residential split between New Zealand and Oklahoma.


Friday, September 15, 2017

Ischiu v Garcia, 2017 WL 3500403 (D. Maryland, 2017)[Guatemala][Grave Risk of Harm][Petition denied]


          In Ischiu v Garcia, 2017 WL 3500403 (D. Maryland, 2017) Wiliam Estuardo Luis Ischiu (“Luis Ischiu”) filed a petition which alleged that his wife, Nely del Rosario Gomez Garcia (“Gomez Garcia”), wrongfully removed their minor child, W.M.L.G., from their native country of Guatemala to the United States. The Petition was denied.
   
       The district court found that Gomez Garcia met Luis Ischiu when she was 17 years old. They were married in 2009, when she was 19 and Luis Ischiu was 29. Gomez Garcia went to reside in a family compound with Luis Ischiu, his parents, and Luis Ischiu’s brothers, their wives, and their children. Gomez Garcia testified that from the time that she married Luis Ischiu and moved into the family compound, his attitude toward her changed. He did not allow her to sleep with him, except when he wanted to have sex with her, and instead required her to sleep in the living room. Her mother-in-law required her to wear the clothes of someone from the Mayan indigenous group to which Luis Ischiu belonged and did not allow her to wear the clothes that she, a member of the Ladina ethnic group, used to wear. Although all of the wives of Luis Ischiu’s brothers were also Ladina, Gomez Garcia’s mother-in-law disfavored W.M.L.G. because he was light-skinned and looked like Gomez Garcia. Gomez Garcia was required to work for the family cable business seven days a week, with a half day on Sunday; she had to attend church during the remaining half day. She brought W.M.L.G. to work with her and carried him on her back. Although she was technically paid a below minimum wage amount of 500 quetzales per month, the equivalent of $70, the money was spent by others on household needs, so she did not compile any savings of her own.  In 2016, Gomez Garcia was sexually assaulted by members of her husband’s family, specifically, Luis Ischiu’s father and brother. On multiple occasions, Luis Ischiu’s father tried to have sexual contact with her. Specifically, when no other adults were present, he went into the kitchen, came up to Gomez Garcia, held her tight to him, and touched her private parts. Luis Ischiu’s brother Carlos also sexually molested her in the same manner. “When Gomez Garcia told Luis Ischiu about the sexual abuse, he did nothing to defend her and instead threatened her that she must not speak to anyone about it. At other times, Luis Ischiu physically assaulted her. On one occasion, she discovered that he was having an affair and confronted him. He then hit her on her back, knocking her to the ground. He told her that his activities were none of her business and that her role was to be his servant and to take care of their son. In another incident, when she asked him about a message on his cell phone from another woman, he kicked her and she was unable to defend herself. Another time, Luis Ischiu struck Gomez Garcia in the face while W.M.L.G. watched. Both Luis Ischiu and his brothers verbally abused Gomez Garcia with profane language, including in front of W.M.L.G. According to Gomez Garcia, W.M.L.G. was aware when Luis Ischiu assaulted her. She testified that as a result of that exposure, and his disfavored treatment within the family compound, he generally appeared sad and troubled. Although Garcia Gomez believed that everyone in the household knew she was being assaulted, no one in the family came to her aid. She had nowhere else to go. Gomez Garcia’s parents and other relatives lived a 30-minute drive away, and she did not have access to a car. On one of the few occasions when Gomez Garcia saw her relatives, her sister observed that she had bruises on her arms. On multiple occasions, Luis Ischiu and his family members threatened to kill her if she tried to leave the home and to take W.M.L.G. away. On two occasions, Gomez Garcia attempted to commit suicide. The first time, she drank rat poison. When she told Luis Ischiu, he offered to take her to the doctor, but she declined because she had already vomited the poison. The second time, she tried to overdose on pills. He suggested that she drink a lot of water and try to vomit. After she vomited, he offered to take her to the doctor, but she again declined. Other than searching the house for poison and pills, Luis Ischiu took no steps to prevent any future suicide attempts. Neither he nor any of the members of his family sought any medical or mental health treatment for Gomez Garcia as a result of these suicide attempts. Rather, Luis Ischiu’s reaction was that she must not love him and W.M.L.G. if she wanted to kill herself. When she finally gathered up the courage to leave in November 2016, she fled to her parents’ home. She then applied for and received a Security Measures Order against Luis Ischiu from a Guatemalan court. The November 23, 2016 Order, effective for a period of six months, prohibited Luis Ischiu from contacting Gomez Garcia at home or work and from harassing or intimidating any member of her family; ordered that he pay provisional child support; and provisionally suspended Luis Ischiu’s guardianship and custody rights over W.M.L.G. The Order also warned that Luis Ischiu would be charged with disobedience if he continued to attack and mistreat Gomez Garcia or her family.

          Although Luis Ischiu was given two days to respond to the Order and did so, the court left the Order in place without alteration. Shortly after the Security Measures Order was issued, Luis Ischiu, his father, mother, and brothers went to Gomez Garcia’s parents’ home in search of Gomez Garcia and W.M.L.G. When Gomez Garcia’s father refused to allow them to enter, Luis Ischiu shouted that he would look for her wherever she went and would kill her or her family if they did not tell them where she was. Gomez Garcia and her family then gathered and decided that they should send Gomez Garcia and W.M.L.G. to the United States, where they had arranged through extended family for a place for them to stay. They borrowed the equivalent of $4,000, secured by a lien on their farming plot, and she and W.M.L.G. traveled by bus through Mexico to the United States. Gomez Garcia requested asylum and was paroled into the United States. She now resided in Maryland and had an upcoming asylum hearing date in November 2017. Meanwhile, on May 23, 2017, the Guatemalan court extended the Security Measures Order for another six months. Then on July 7, 2017, the court terminated the order as to Gomez Garcia and W.M.L.G. because they were now in the United States, but left the protection order in place as to Gomez Garcia’s family in Guatemala.

          Since arriving in the United States, Gomez Garcia was evaluated by Dr. Lorna Sanchez, a clinical psychologist with a specialty in cross-cultural and bilingual clinical psychology. Dr. Sanchez has diagnosed Gomez Garcia with post-traumatic stress disorder (“PTSD”) and clinical depression with anxiety, with the stressors in her life including abuse by her husband and the sexual abuse by her husband’s relatives, as well as an incident during which she was raped by a relative at age nine. Based on the testing, Dr. Sanchez did not believe that Gomez Garcia is fabricating the abuse and concludes that Gomez Garcia fled to the United States out of fear for her life and the need to survive. Since arriving in the United States, her risk for suicide has diminished. Dr. Sanchez concluded, however, that if forced to return to Guatemala, Gomez Garcia would be in a state of terror and fearful for her life, which would cause serious deterioration in her mental state. Dr. Sanchez believed that under those circumstances, the distress of his mother would affect W.M.L.G., because psychological distress experienced by the primary caregiver always has a corresponding impact on the child. As a result, W.M.L.G. could develop PTSD, depression, and anxiety, and he could suffer developmental delays.

          In his in camera interview with the Court W.M.LG., who was six and a half years old, was reserved but displayed sufficient intelligence and maturity to understand the Court’s questions and to provide responsive answers candidly, without signs that he had been coached. He did not, however, appear to be able to provide as much detail in his answers as an older child without a language barrier would have been able to provide. W.M.L.G expressed a preference to be with his mother, who treated him well, and stated that he did not miss living in Guatemala and would not want to live with his father. He described his father as bad for causing harm to his mother. He has heard his father verbally abuse his mother, using terms like “piece of shit,” and he has witnessed his father physically assault her, on one occasion, when his father “smashed” his mother’s face. W.M.L.G. said his parents fought every day in Guatemala such that he did not feel safe living in Guatemala. His uncles, Luis Ischiu’s brothers, also argued with and used “bad words” towards Gomez Garcia. W.M.L.G. also stated that he did not like living in the family compound and that his grandmother, Luis Ischiu’s mother, treated his cousins better than she treated him, such as when she would go out with the other children but leave him behind. He reported that his cousins would sometimes fight with him. W.M.L.G. told the Court that he would be afraid that his parents would fight and that his mother would get hurt if they were all together again. He also expressed a belief that if he returned to Guatemala with his mother, his father and grandfather would come to get him and make him live with them.

          The district court found that the petitioner established a prima facie case for return.  

          The Court pointed out that where wrongful removal has been established, under Article 13(b) of the Hague Convention, the Court “is not bound to order the return of the child” if the respondent can establish by clear and convincing evidence that “there is a grave risk that his or her return would expose the child to physical or psychological harm or otherwise place the child in an intolerable situation.” Hague Convention art. 13(b); 22 U.S.C. § 9003(e) (2) (A).  Domestic abuse can provide a basis for a finding of grave risk. Courts have found grave risk based on domestic abuse of the spouse in the presence of the children, even without abuse directed at the children themselves. In Walsh, the court found grave risk based on a long history of the father physically beating the mother, including in front of the children, as well as a history of fighting others, threatening to kill another, and a history of violating court orders. Walsh, 221 F.3d at 211, 219-20. In Baran v. Beaty, 526 F.3d 1340, 1345-46 (11th Cir. 2008), the United States Court of Appeals for the Eleventh Circuit found grave risk where the father had verbally and physically abused the mother in the child’s presence, and threatened to harm the child, but did not physically abuse the child. In such cases, courts have noted the psychological harm inflicted on the child witnessing the abuse of the parent and the increased risk that the child would be similarly abused. See, e.g., Walsh, 221 F.3d at 220 (“[C]hildren are at an increased risk of physical and psychological injury themselves when they are in contact with a spousal abuser.”).

          The assessment of the evidence relating to grave risk depends significantly on the credibility of the witnesses. Having heard and observed her testimony, the Court found Gomez Garcia to be highly credible. She expressed sincere fear of Luis Ischiu and his family. Notably, many key parts of her testimony were unrebutted, including her testimony that Luis Ischiu’s brother Carlos sexually assaulted her; that when she reported the sexual abuse by Luis Ischiu’s father and brother, Luis Ischiu took no action and threatened her into silence; that Luis Ischiu and others threatened to kill her if she fled the compound; and that she fears the family because Carlos Luis Ischiu is a member of a gang in Guatemala. Gomez Garcia’s testimony was corroborated by the expert testimony of Dr. Sanchez, who found no sign that Gomez Garcia was fabricating the abuse and diagnosed her with PTSD, depression, and anxiety caused by the abuse; the testimony of her sister, who observed bruises on Gomez Garcia; the interview of W.M.L.G., who was present for physical and verbal abuse; and the fact that the Guatemalan court not only issued the Security Measures Order, but renewed it in full in May 2017 and affirmed it again in July 2017 with respect to Gomez Garcia’s family.

          The Court did not find Luis Ischiu and his family members to be credible witnesses. Luis Ischiu made several inconsistent if not false statements to the Court. His denials of physically abusing his wife rang hollow when he acknowledged that he would hit his wife if he discovered that she was having an affair with another man. His demeanor was also troubling. The Court concluded that Gomez Garcia has presented clear and convincing evidence that she was subjected to physical and sexual abuse by Luis Ischiu and his family, and that as a result there would be a grave risk of psychological harm to W.M.L.G., and he would be placed in an intolerable situation, if he were returned to Guatemala. Gomez Garcia was the victim of abuse at the hands of not only her husband, but also members of his family. Most egregiously, her father-in-law Alberto Luis Escobar and her husband’s brother Carlos Luis Ischiu sexually abused her on multiple occasions. Specifically, when alone with her, Alberto Luis Escobar pulled her tight and grabbed her “private parts.” Carlos Luis Ischiu engaged in similar activity. When Gomez Garcia reported the molestation to her husband, Luis Ischiu did nothing to stop it but instead warned her not to speak of it to anyone else. Notably, the vast majority of this testimony was undisputed. Although Carlos Luis Ischiu was listed as a witness, he did not testify. And Luis Ischiu never disputed Gomez Garcia’s testimony that she had told him about the sexual abuse by his father and brother, or that he had refused to do anything to stop it. In addition to this sexual abuse by Luis Ischiu’s relatives, Gomez Garcia also suffered physical abuse at the hands of her husband. On at least three occasions, Gomez Garcia physically assaulted her, attacks which included smashing her in the face and knocking her to the ground. Her sister later observed bruises on Gomez Garcia. She was also verbally abused by her husband and his brothers. Faced with such abuse, Gomez Garcia had no place to turn. No one in the family compound came to her aid. According to Gomez Garcia, the wives of Luis Ischiu’s brothers also suffered abuse and “live in fear.” Her parents lived 30 minutes away by car, and she had no access to a vehicle. Her husband and his family members also threatened, on multiple occasions, to kill her if she fled the family compound, and she gave unrebutted testimony that Carlos Luis Ischiu is a member of a gang. When she then attempted suicide on two occasions, Luis Ischiu did nothing other than offer to take her to the doctor and look for poison or pills in the house. There was no effort by anyone in the family to get help for Gomez Garcia to prevent another attempt. When she finally fled and obtained the Security Measures Order, Luis Ischiu immediately violated that order when, accompanied by his parents and brother, he appeared at the home of Gomez Garcia’s parents, demanded to see Gomez Garcia and W.M.L.G., and threatened to find her and kill her.

          Significantly, W.M.L.G. was aware of the abuse directed at his mother. He witnessed at least one of these physical attacks against his mother and heard verbal, profane abuse by his father and uncles against his mother. He was aware of the threat that, if he were returned to his mother’s family home in Guatemala, his father and grandfather would likely come to take him away. Dr. Sanchez concluded that Gomez Garcia had PTSD and clinical depression with anxiety as a result of the abuse, and that if forced to return to Guatemala, she would be in a state of terror and fear for her life. According to Dr. Sanchez, the likely deterioration in Gomez Garcia’s mental state would put W.M.L.G. at risk for PTSD, depression, anxiety, and even developmental delay, because psychological stress on the primary caregiver always has a corresponding impact on the child.

          The combination of physical abuse by Luis Ischiu, sexual abuse by his father and brother, verbal abuse, and multiple, specific threats to kill Garcia Gomez, coupled with W.M.L.G.’s awareness and witnessing of some of the abuse, established a similar grave risk of harm to W.M.L.G. In particular, the perverse sexual abuse by Gomez Garcia’s father-in-law and brother-in-law, implicitly condoned by her husband, presented a unique harm not present in other cases. The repeated threats to kill Gomez Garcia also heighten the risk. See Gomez v. Fuenmayor, 812 F.3d 1005, 1013 (11th Cir. 2016) (holding that a pattern of death threats and violence again a father, including a shooting, established a grave risk of harm even though the threats were not specifically directed against the child). Finally, the fact that Luis Ischiu and his family were undeterred by a Guatemalan restraining order and brazenly went to Gomez Garcia’s parents’ home to find her and threaten to kill her raises serious concerns whether both Gomez Garcia and W.M.L.G. would be safe in Guatemala. See Walsh, 221 F.3d at 221 (considering the father’s history of violating court orders as a factor in concluding that return of the child would impose a grave risk of harm). Between the potential psychological harm to W.M.L.G. that would derive from Gomez Garcia’s legitimate fear for her safety if they were to return to Guatemala, and the physical risk that W.M.L.G. would be caught up in potential violence directed at his mother, the Court found that returning W.M.L.G. to Guatemala would create a grave risk of harm to the child and place him in an intolerable situation.


Eubanks v Eubanks, 2017 WL 3235446 (E.D. Louisiana, 2017)[Cayman Islands][Habitual Residence][Petition denied]


          In Eubanks v Eubanks, 2017 WL 3235446 (E.D. Louisiana, 2017) the district court denied the Petition of Ivan Eubanks’ for the return of his children to the Cayman Islands.

          The district court found that the parties were both American Citizens. They were married on December 1, 2007 in Louisiana. In 2008, they moved to Boston, Massachusetts after Mr. Eubanks accepted a teaching position at Boston University. E.E. and P.E. were born on April 18, 2013 in Boston, Massachusetts. Shortly after the birth of E.E. and P.E., Mr. Eubanks secured a job as a professor in Moscow, Russia. Mr. Eubanks moved to Moscow in August of 2013. Ms. Eubanks and the two children followed in October of 2013.  While in Russia, Mr. Eubanks applied for over ninety different jobs, almost all of which were teaching positions in the United States. At some point prior to January 2016, Mr. Eubanks, accepted a position teaching freshman English at the University College of the Cayman Islands. Mr. Eubanks’ teaching contract with the University College of the Cayman Islands was for two-years. Mr. Eubanks told Ms. Eubanks that the move to the Cayman Islands would be a temporary move for the duration of one semester, until he received a position in the United States. Ms. Eubanks agreed to the move because the parties were desperate to leave Russia and because Mr. Eubanks promised their stay in the Cayman Islands was to be temporary and that it would provide an opportunity for them to decompress after leaving Russia. Mr. Eubanks specifically told Ms. Eubanks that he was 100 percent positive he would be offered a teaching position at the University of San Diego by the end of the semester. The parties moved to the Cayman Islands on or about January 1, 2016.

          The court found that Ms Eubanks was the more credible witness, and that E.E. and P.E. lived in the Cayman Islands, with both Mr. and Ms. Eubanks, from January 1, 2016 until August 26, 2016. Neither Mr. Eubanks nor Ms. Eubanks had any relatives residing in the Cayman Islands. Mr. Eubanks did not change the mailing address on his credit cards or bank statements to the Cayman Islands and, instead, they are mailed to his father’s address in South Carolina. Mr. Eubanks was registered to vote in Florida. The parties rented a furnished condominium in the Cayman Islands and continued to store their personal belongings in their storage facility in New Orleans, Louisiana. The lease agreement for the condominium contained, at the parties’ request, an “escape clause” allowing the parties to break to break the lease, without penalty, at any time prior to May 31, 2016.  The escape clause was included in the lease so that the parties could break the lease if Mr. Eubanks received an offer to work in the United States.  Shortly after moving to the Cayman Islands and participating in a Skype interview, Mr. Eubanks learned on January 18 that he was not chosen for the teaching position at the University of San Diego. After learning he did not get the job at the University of San Diego, Mr. Eubanks assured Ms. Eubanks his chances of getting hired by the State Department were good.  In June 2016, Mr. Eubanks accepted a position as Acting Dean of Academic Affairs with his current employer, the University College of the Cayman Islands. Mr. Eubanks told Ms. Eubanks that accepting this position would make him a more desirable applicant in his job search.  E.E. and P.E. were registered but had not started school in the Cayman Islands as of August 26, 2016.  Both Mr. Eubanks and Ms. Eubanks wanted E.E. and P.E. to be raised and educated in the United States. From the time of arrival in the Cayman Islands to the date of this trial, Mr. Eubanks actively sought employment in the United States.  Ms. Eubanks did not intend for the children’s habitual residence to be in the Cayman Islands.  Ms. Eubanks removed E.E. and P.E. from the Cayman Islands to New Orleans, Louisiana on August 26, 2016, without the consent of Mr. Eubanks.  E.E and P.E. continued to reside in New Orleans, Louisiana with Ms. Eubanks.  On February 10, 2017, Mr. Eubanks filed his Verified Complaint for the Return of Children to the Cayman Islands.

          The Court’s habitual residence analysis was accordance with the Ninth Circuits decision in Mozes v Mozes, 299 F.3d at 1070. As E.E. and P.E. were only three years old at the time of removal, the Court found that its inquiry as to their habitual residence depended solely on the parents’ intentions. The Court did not need to determine E.E. and P.E.’s habitual residence before they moved to the Cayman Islands.  Even assuming the children were at one point habitually resident in Russia, it was undisputed that there was a clear meeting of the minds between Mr. and Ms. Eubanks to abandon Russia as the children’s habitual residence. As a result, the issue was whether the parties mutually intended to establish the Cayman Islands as the children’s habitual residence. The Fifth Circuit has explicitly held that the shared intent to abandon a habitual residence and move somewhere new does not require that the parents must agree on the new country of residence. Further, the Fifth Circuit has noted “it is possible for a young child to have no habitual residence when there is no evidence of a shared intention for the child to be settled in any particular location.” Berezowsky v. Ojeda, 765 F.3d 456, 467 (5th Cir. 2014) (citing Delvoyle v. Lee, 329 F.3d 330, 334 (3d Cir. 2003)).

           At trial, the parties offered conflicting testimony regarding whether they intended to establish a habitual residence in the Cayman Islands. Ms. Eubanks testified that she agreed to the move only because Mr. Eubanks told her the move to the Cayman Islands would be temporary. Ms. Eubanks introduced evidence that Mr. Eubanks continued to seek employment in the United States after the parties moved to the Cayman Islands. Her sister testified that Mr. Eubanks applied for jobs after moving to the Cayman Islands and that he told her the move to the Cayman Islands was temporary and his family would be moving as soon as he found another job on the mainland. Ms. Eubanks testified that the parties specifically required that an “escape-clause” be included in the rental agreement for their condominium so that the parties would be able to break their lease, without penalty, when Mr. Eubanks received a position in the United States. Ms. Eubanks also testified that in June, after Mr. Eubanks accepted the position as Acting Dean, the parties looked to purchase a home in order to reduce monthly expenses, but that the parties would only purchase a house on the water so that it could either be rented or sold relatively quickly. Ms. Eubanks testified that the parties did not purchase a home because they could not find property in their price range that fit this criteria. Although both parties testified that they took affirmative steps to purchase a home in the Cayman Islands, this fact alone is not dispositive to the Court’s habitual residence analysis. The Court found that Ms. Eubanks put forth credible reasons as to why the parties may have considered purchasing a home despite their intention to leave the Cayman Islands as soon as Mr. Eubanks received a job offer in the United States. Although Ms. Eubanks testified that the children were registered for school in the Cayman Islands but had not yet started, Ms. Eubanks also testified that both she and Mr. Eubanks wanted E.E. and P.E. to be raised and educated in the United States. Evidence that the children were enrolled to start school in the Cayman Islands is not substantial evidence that the parties intended to remain in the Cayman Islands indefinitely. Ms. Eubanks also testified that Mr. Eubanks told her he was not content with his job in the Cayman Islands and that Mr. Eubanks often complained that the job was beneath his qualifications. Although Mr. Eubanks unequivocally testified that he did not actively seek other employment while living in the Cayman Islands, emails proved his testimony clearly was not true. Included in these emails were countless communications between Mr. Eubanks and potential employers during 2016, including the State Department. Mr. Eubanks continued his quite active search for employment in the United States after he, Ms. Eubanks, and their children moved to the Cayman Islands. The emails corroborate Ms. Eubanks’ testimony that Mr. Eubanks was very actively pursuing a position with the State Department while in the Cayman Islands.

          The Court found that Mr. Eubanks failed to meet his burden of proof by a preponderance of the evidence that he and Ms. Eubanks had a shared intent to establish the children’s habitual residence in the Cayman Islands. As a result, Mr. Eubanks failed to prove by a preponderance of the evidence that the children were habitually resident in the Cayman Islands at the time they were removed by their mother.


Sarabia v Perez, 225 F.Supp.3d 1181 (D. Oregon, 2017) [Mexico][Habitual Residence][Petition denied]


            In Sarabia v Perez, 225 F.Supp.3d 1181 (D. Oregon, 2017) Plaintiff Anita Castro Sarabia (“Castro”) filed a complaint requesting the court order the return of KMRC, her seven year old son with defendant Bulmaro Ruiz Perez (“Ruiz”), to Mexico.

          The district court found that in 2008, Castro and Ruiz met. They lived together for a few months before separating. Two months after the separation, Castro learned she was pregnant with Ruiz’s child, KMRC. When Castro informed Ruiz she was pregnant, Ruiz immediately told Castro he would help support the child. Even before KMRC’s birth, Ruiz began making monthly child support payments to Castro. Castro gave birth to KMRC in April 2009. Ruiz testified that although he worked during the week and lived about an hour’s drive away, he visited KMRC on many weekends. Ruiz testified he would take KMRC shopping to buy toys and “little things like that.” While Ruiz clearly was not a daily fixture in KMRC’s life the Court found that his testimony more credible than Castro’s. Ruiz was at the hospital and held KMRC on the date of his birth. Castro’s attempts to minimize Ruiz’s involvement in KMRC’s life while in the United States were not credible in light of all of the evidence.

           In 2011, Castro decided to go to Mexico. Ruiz testified the parties got into an argument in mid–2011 when Castro called Ruiz and informed him she was taking KMRC to Mexico to visit her parents. Ruiz, who did not want KMRC going to Mexico, informed Castro that taking KMRC without his consent was illegal. Castro continued pressing Ruiz on the subject of the visit, although she was unwilling to commit to a time frame with respect to the length of the trip. At one point, Castro said she would go for three months. Later, she said six months. As Castro had not seen her parents in a long time, Ruiz ultimately consented to the request. The Court found the parties reached an agreement that Castro could take KMRC to Mexico on a seven month trip. Because Castro needed Ruiz’s permission to take KMRC out of the country, on October 25, 2011 Ruiz signed a notarized statement giving Castro permission to take KMRC “on their trip to Pachuca Hidalgo, Mexico. The trip is scheduled for departure on November 2nd, 2011 with an approximant [sic] 7 month stay, returning on May 15, 2012.”

          By May of 2012, contrary to her agreement with Ruiz, Castro had essentially settled in Mexico. KMRC at this time was one month past his third birthday. Castro married in August 2012 and lived on her parents’ ranch in a rural area outside of Mexico City. Ruiz asked Castro to send KMRC back to the United States in accordance with the parties’ agreement. Ruiz testified he told Castro “I want to see the boy. Send him to me.” Castro did not agree but said she would send KMRC at some later point if Ruiz gave her an extension. Ruiz testified, convincingly, that he really had no choice at this time but to agree to an extension. On June 15, 2012, Ruiz signed a second notarized permission slip.  This slip extended the Mexico trip, “scheduled for departure on November 2, 2011 with an approximate returning date of May 15, 2014.” The court found that by June 2012, Castro made the unilateral decision to keep KMRC in Mexico.

          Ruiz testified he called Castro attempting to speak with his son. But Castro usually made excuses why Ruiz could not talk to KMRC. For instance, Castro would say KMRC was sleeping or visiting with his grandparents. With Castro limiting even phone calls between Ruiz and his son, and with Castro simply not returning in accordance to the original agreement, Ruiz had to agree to the two year extension as his best hope for his son to someday return to the United States. Ruiz consistently held the desire and belief that KMRC would one day return home to live permanently in the United States. During the entire time KMRC remained in Mexico, Ruiz continued to make relatively consistent child support payments to Castro.  Like the first deadline to return, the second deadline came and went. Eventually, by September 2015, Castro decided to send KMRC to live in Oregon with her sister for two months. Castro, her sister, and her parents all testified the purpose of this trip was for KMRC to receive medical treatment for a neck issue. Castro sent KMRC, accompanied by his grandparents, back to the United States. Nearly four years had passed since six year old KMRC last set foot in the United States. Ruiz provided a notarized permission slip for KMRC to travel. The Court found that Ruiz by this point would sign pretty much anything if, in his mind, it increased his chances of seeing his son.

          The district court found that the child’s habitual residence was the United States. Castro made the unilateral decision to change KMRC’s country of habitual residence from the United States to Mexico. Ruiz never consented or acquiesced to that change. Instead, Ruiz always firmly wished for KMRC to return to live in the United States. The courts reading of Mozes, along with practically no evidence of KMRC’s acclimatization in Mexico, led to this conclusion.  The court noted that a young child may acquire a new habitual residence in one of two ways: (1) through the parents’ shared settled intention to abandon the initial habitual residence; or (2) if “the objective facts point unequivocally to a person’s ordinary or habitual residence being in a particular place.”  There was no dispute that when KMRC was born, he was a habitual resident of the United States. KMRC was born in Oregon. Both of his parents had lived in Oregon for years and, at least at that time, had no intention of leaving. KMRC then spent the next 30 months or so in the United States.


          In Mozes, 239 F.3d at 1076–77 the court described four scenarios commonly arising in Hague cases. This case involved multiple scenarios described in Mozes. When Castro first took KMRC to Mexico, the parties agreed on a “specific, delimited period” of seven months. After those seven months, Castro simply decided to stay in Mexico with KMRC. The parties then negotiated, for lack of a better term, on an extension. Castro, however, held all the cards in this negotiation. Ruiz could not leave the country and simply had to agree to whatever Castro suggested. Agreeing to whatever terms Castro supplied represented Ruiz’s only chance for KMRC’s return to the United States. Ruiz never abandoned the United States as KMRC’s country of habitual residence. But shared parental intent is not the only way a child can acquire a new habitual residence. At some point, a child obtains a new habitual residence if “the objective facts point unequivocally to a person’s ordinary or habitual residence being in a particular place.”  Courts look to a child’s acclimatization to a new country and to all the facts of the particular case in determining how deeply rooted the child’s ties are to the new country. Regarding KMRC’s acclimatization in Mexico from 2012 to 2016, other than a few isolated statements from Castro and her parents that KMRC was “happy” in Mexico, there was literally no evidence from Castro about how KMRC acclimated to Mexico. Ruiz, however, presented evidence that KMRC did not acclimatize to life in Mexico. The only credible evidence demonstrated KMRC never really acclimated to life in Mexico. The facts demonstrated that rather than acclimating to life in Mexico, KMRC instead developed PTSD and never felt entirely safe there.  Castro failed to establish that Mexico was KMRC’s habitual residence in October 2015. Because KMRC’s habitual residence remained the United States, Castro’s petition for return was denied.

Gutierrez v Juarez, 2017 WL 3215659 (D. Arizona, 2017)[Mexico] [Habitual Residence][Petition Granted


          In Gutierrez v Juarez, 2017 WL 3215659 (D. Arizona, 2017) the district court granted the Petition for the return of child A to Mexico.

          Zaragoza and Respondent Octavio Ramirez Juarez were the parents of Child A.  They were Mexican citizens. Child A was born in Phoenix, Arizona on July 23, 2006. Zaragoza and Ramirez never married. In November 2009, Zaragoza and Child A returned to Mexico. Ramirez remained in the United States. It was agreed that Child A would remain in Mexico with Zaragoza. Beginning in 2013, Zaragoza and Ramirez agreed that Child A would visit Ramirez in the United States for one month each summer. Child A spent a month visiting Ramirez in the summers of 2013, 2014 and 2015, each time returning to Zaragoza in Mexico at the conclusion of the visit. Child A again came to the United States in the summer of 2016, under circumstances which Zaragoza and Ramirez disputed. According to Zaragoza, Ramirez had been pushing throughout 2015 and 2016 for Child A to come live with him in Phoenix for the 2016–17 school year, but Zaragoza refused, as she believed that Ramirez did not have the time to take good care of Child A. Ultimately, Ramirez’s parents came down to Zaragoza in Mexico on July 20, and Zaragoza agreed to another summer visit, on the understanding that Child A would return in a month. Zaragoza testified that she packed one bag for Child A, containing about eight changes of clothes and no other personal belongings. Child A left for the United States on July 21. In August, a week before Child A was to return to school in Mexico, Zaragoza testified, Ramirez told Zaragoza that he would keep Child A in the United States so that she could learn English. Ramirez, on the other hand, testified that Zaragoza and Ramirez agreed that Child A would spend two years in the United States and that they would determine what the next steps were depending on how Child A was doing in school after those two years. In September 2016, Zaragoza filed a Hague Convention application with the Central Authority of Mexico, seeking the return of Child A.

          The district court found that Zaragoza has demonstrated that Child A was wrongfully retained in the United States when her habitual residence was Mexico. The retention occurred on August 13, 2016, when Ramirez informed Zaragoza that he intended to keep Child A in the United States. See Mozes, 239 F.3d at 1070 & n.5 (citing case where “mother wrongfully retained children by announcing her intent not to return them” to their home country).  Where, as here, children already have a well-established habitual residence, simple consent to their presence in another forum is not usually enough to shift it there. Rather the agreement between the parents and the circumstances surrounding it must enable the court to infer a shared intent to abandon the previous habitual residence, such as when there is effective agreement on a stay of indefinite duration. While the parents disputed exactly how long Child A was intended to remain in the United States, neither asserted that it was supposed to be an indefinite stay. Zaragoza said that they agreed to a definite stay of one month; Ramirez said that they agreed to a definite stay of two years. Prior to that, Child A had spent the previous seven years of her life in Mexico (with the exception of summer visits to the United States). There was thus no “settled intent” on the part of the parents for Child A to abandon her prior habitual residence of Mexico. While there had been a geographic shift with respect to where Child A was living, there was only a short period of time between her arrival in the United States and the retention. Nothing after that matters, because “a parent cannot create a new habitual residence by wrongfully removing and sequestering a child.” Miller v. Miller, 240 F.3d 392, 400 (4th Cir. 2001).

          The court also found that petitioner had custody rights under Guanajuato law and was exercising them. It also found that Ramirez could not demonstrate that any of the “narrow exceptions set forth in the Convention applied.

          The district court indicated primary dispute on which evidence was presented and on which the case turned was whether Zaragoza consented to or acquiesced in the retention of Child A in the United States. In examining a consent defense, it is important to consider what the petitioner actually contemplated and agreed to in allowing the child to travel outside its home country. The nature and scope of the petitioner’s consent, and any conditions or limitations, should be taken into account. The fact that a petitioner initially allows children to travel, and knows their location and how to contact them, does not necessarily constitute consent to removal or retention under the Convention. Baxter v. Baxter, 423 F.3d 363, 371 (3d Cir. 2005). The parties disputed the extent to which Zaragoza consented to Child A’s stay in the United States. Zaragoza asserted that she agreed to a summer visit; Ramirez asserted that Zaragoza agreed to a stay of two years.  As an affirmative defense, the burden of demonstrating this exception was on Ramirez. Based on the courts credibility determination, he did not carry that burden by a preponderance of the evidence.


Kovacic v Harris, 2017 WL 2719362 (D. Maryland, 2017)[Croatia][Federal & State Judicial Remedies] [Motion to dismiss]



          In Kovacic v Harris, 2017 WL 2719362 (D. Maryland, 2017) Plaintiff Ivica Kovačić brought an action seeking the return of his daughter, “N.K.,” to her “habitual residence” in the country of Croatia. N.K.’s mother, Defendant Danijela Harris with whom N.K. currently resided in the United States, filed a Motion to Dismiss this action, pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure. After a hearing, the motion was denied.

          Plaintiff and Defendant were married on February 22, 2003 in Desna Martinska Ves, Croatia. On May 31, 2003, their daughter, “N.K.,” was born in Sisak, Croatia.  The family lived together in Sisak, Croatia until the mother, Danijela, moved out of the home in April of 2007. On February 9, 2009, the parties dissolved their marriage in Croatia.  In a Judgment dated that same day the Municipal Court of Sisak, Croatia ordered that N.K. would “live with the mother Danijela Kovačić in Sisak ... [and that p] arental care remain[ed] shared.”. The Croatian Court further ordered that Mr. Kovačić would have specified visitation time with N.K. Around December of 2015, Mr. Kovačić consented to N.K.’s mother taking N.K. to the United States to visit the mother’s aunt and uncle for the winter holiday, but with the understanding that she and N.K would return to Croatia at the end of N.K.’s winter school vacation. N.K.’s mother began a relationship with a man named Christopher Harris while on that trip. Around January 7, 2016, N.K.’s mother informed Mr. Kovačić via a text message and Facebook message that she planned to remain in the United States with N.K, contrary to their agreement before the trip. N.K.’s mother ultimately married Harris in June of 2016. N.K. now resides with Christopher Harris and her mother, now Mrs. Danijela Harris, in Elkton, Maryland. On January 6, 2017, Mr. Kovačić filed this action.

          The district court observed that to survive a motion under Fed. R. Civ. P. 12(b) (6), a complaint must contain facts sufficient to “state a claim to relief that is plausible on its face.” Bell Atl., Corp. v. Twombly, 550 U.S. 544, 570 (2007); Ashcroft v. Iqbal, 556 U.S. 662, 684 (2009). Under the plausibility standard, a complaint must contain “more than labels and conclusions” or a “formulaic recitation of the elements of a cause of action.” Twombly, 550 U.S. at 555. Although a court “accepts the facts as alleged” in the Plaintiff’s complaint in reviewing a Rule 12(b)(6) motion to dismiss, Quintana, 2017 WL 2438774 at *1, a court may properly consider documents that are “explicitly incorporated into the complaint by reference and those attached to the complaint as exhibits....” Goines, 822 F.3d at 166 (citations omitted); see Anand v. Ocwen Loan Servicing, LLC, 754 F.3d 195, 198 (4th Cir. 2014).

          Although Mr. Kovačić’s Complaint characterized the Judgment of the Municipal Court of Sisak, Croatia as a “joint custody and visitation arrangement,” Harris argued that Mr. Kovačić did not have “rights of custody” over N.K., but merely had “rights of access” under that Judgment. She pointed out that the Judgment clearly “entrust[s]” the “care and upbringing” of N.K. to her mother and dictated that N.K. live with her mother, which she interpreted as “sole custody.” Accordingly, she moves for dismissal of the Complaint for failure to state a claim for relief, pursuant to Rule 12(b) (6) of the Federal Rules of Civil Procedure.

          The district court found that Mr. Kovačić stated a prima facie case of “wrongful removal” under the Hague Convention and International Child Abduction Remedies Act. Mr. Kovačić  alleged that, prior to N.K.’s trip to the United States with her mother in December of 2015, N.K. lived in Croatia for her entire life, spending significant time with both parents. Additionally, he has alleged that the Municipal Court of Sisak, Croatia granted him “shared” “parental care,” pursuant to a “joint custody and visitation agreement” (although Mrs. Harris objected to this characterization), and that Mrs. Harris’ wrongful retention of N.K. in the United States now violated his rights as a “physical custodian” and prevents him from “exercising his rights of custody.”  
          Additionally, Mrs. Harris argued that the Complaint should be dismissed pursuant to Rule 12(b) (1) of the Federal Rules of Civil Procedure because the Court lacks jurisdiction to hear Mr. Kovačić’s “access claims” or to return N.K. to Croatia for the purpose of resolving a “visitation” or “access dispute.” She argued that the court with jurisdiction to hear an “access claim” under the Hague Convention was the Circuit Court for Cecil County, Maryland. Mr. Kovačić contended that he does not merely have “access rights,” but has “rights of custody” under Croatian Law and the Croatian Court’s Judgment in the parties’ divorce case. The Croatian Court’s Judgment specifically provided that “[p]arental care remains shared.” Mr. Kovačić appended the Declaration of Sunčica Lončar, Senior Adviser Specialist for the Ministry for Demography, Family, Youth and Social Policy of the Republic of Croatia.  She indicated that it is the official position of the Ministry for Demography, Family, Social Policy and Youth that Mr. Kovačić does have custody rights over N.K. She further stated that Croatian law recognizes both “legal custody” and “physical custody.”  In accordance with Articles 91(3), 99(2), and 100(1) of the Family Act, she explained that parents can only be deprived of legal custody if they are deceased or if a court has deprived them of “legal capacity.” It was her opinion that the Croatian Court’s ordering that “parental care remains shared” preserved Mr. Kovačić’s “legal custody rights.” She further stated that the version of the Croatian Family Act in effect at the time of the parties’ divorce “undisputed[ly]” provided that “both parents, regardless of physical custody, have the right to determine the child’s place of residence.”

          The district court noted that it is s well-established that the Hague Convention envisions that proof of foreign law may be established via “certificates or affidavits,” Central Authority opinions, letters, and expert testimony. See Pérez-Vera Report3, note 19, ¶ 101; see also Whallon v. Lynn, 230 F.3d 450, 458 (1st Cir. 2000); Giampaolo v. Erneta, 390 F. Supp. 2d 1269 (N.D. Ga. 2004) (establishing foreign law via letters from Argentine Central Authority). Mrs. Harris did not challenge the authority, admissibility, or authenticity of Sunčica Lončar’s Declaration. For these reasons, Plaintiff established by a preponderance of the evidence that the Court had subject matter jurisdiction over his case.


Gonzalez v Batres, 2015 WL 12819198 (D. New Mexico, 2015) [Mexico] [Federal & State Judicial Remedies] [Judicial Notice]



In Gonzalez v Batres, 2015 WL 12819198 (D. New Mexico, 2015) the Petitioner , citing to Article 14 of the Hague Convention and Federal Rule of Civil Procedure 44.1,  asked that the Court take judicial notice of Articles 278 through 280, Articles 406 through 419, Articles 438 through 439, and Articles 441 through 443 of the Civil Code for the State of Durango, Mexico, all of which govern the Mexican legal concept of patria potestas. She also asked that the Court “take judicial notice” of her expert report, including her expert witness’s conclusions of law; and that the Court “take judicial notice” of several specific conclusions of law regarding the nature of patria potestas and the rights afforded to her by that concept. 

The district court explained that Petitioner misunderstood  the purposes of these authorities. Rule 44.1 simply allows the Court to “consider any relevant material or source, including testimony, whether or not submitted by a party or admissible under the Federal Rules of Evidence,” when determining foreign law. FED. R. CIV. P. 44.1. Rather than “imposing an obligation on the court to take „judicial notice’ of foreign law,” the Rule “provides flexible procedures for presenting and utilizing material on issues of foreign law.” Likewise, Article 14 simply allows the Court to “take notice directly of the law of, and of judicial or administrative decisions ... in the State of the habitual residence of the child.” Hague Convention on the Civil Aspects of International Child Abduction, art. 14, Oct. 25, 1980, T.I.A.S. No. 11,670, 1343 U.N.T.S. 89. Both authorities allow the Court to consider foreign legal codes and judicial or administrative decisions, as well as expert testimony, in making determinations of foreign law. However, neither authority provides any basis for simply adopting a party’s conclusions regarding foreign law as the Court’s own. It therefore, granted the motion only insofar as Petitioner sought to have the Court (1) take judicial notice of the portions of the Durango Civil Code that she provided to the Court, pursuant to Article 14 of the Hague Convention; and (2) consider the submitted portions of the Durango Civil Code and the testimony and report of Petitioner’s expert witness, pursuant to Rule 44.1, in reaching any relevant determinations of Mexican law.


Thursday, September 14, 2017

Benitez v Hernandez, 2017 WL 1404317 (D.NJ, 2017)[Ecuador] [Consent] [Petition denied]



          In Benitez v Hernandez, 2017 WL 1404317 (D. NJ, 2017) J.G.A. Guillermo Albornoz Benitez (“Guillermo”) brought a proceeding against his wife, Kristhel Angelica Diaz Hernandez (“Kristhel”), for the return of their children to Ecuador. Their daughter, “T.A.A.,” was born in 2006, and was 11 years old; their son, “J.G.A.,” was born in 2008 and was 9 years old. Mr. Albornoz alleged that on June 18, 2015, Ms. Diaz removed the children from Ecuador without his consent, and was wrongfully retaining them in the United States. The district court denied the petition.

          The district court accepted as true the evidence that Albornoz and Diaz agreed in 2014 that the sojourn in Ecuador was to be temporary. It accepted the evidence that Diaz’s June 2015 return to the United States with the children was not wrongful, but agreed-to. The picture that emerged was that Diaz had grown increasingly dissatisfied, and at any rate did not want to live in Ecuador. Albornoz wanted to keep the marriage together, and agreed to return to the U.S. in the hope of salvaging it. It appeared that he cooperated fully with the children’s removal from Ecuador, resettlement in the U.S., enrollment in a New Jersey school for the 2015–16 school year, and relocation to their own apartment. It was only later, when the marriage proved unsalvageable, that he began to maintain that moving back to the U.S. had never been his intent. Indeed, it seemed that he brought the petition for return of children either concurrently with, or as a response to, Diaz’s filing for divorce.


Pinto v Barone, 2017 WL 2779700 (S.D. California, 2017)[Brazil] [Grave Risk of Harm] [Petition granted]



          In Pinto v Barone, 2017 WL 2779700 (S.D. California, 2017) Brazilian citizens Luciana and Andre Barone entered a divorce agreement that provided for joint custody and allowed Luciana to travel to Boston with their two children, ages 5 and 11, for a temporary four month visit. The agreement specified that after four months, Andre would travel to Boston, which he did, and return to Brazil with the children.  The agreement also provided that the stay in Boston is “non-extendable,” that the children “shall be delivered” to Andre on January 13, 2017, and that Andre “shall return with them to Brazil” where “they shall be delivered to the mother, for the beginning of the school year in Sao Paulo.” Instead of turning the children over to Andre on January 13, 2017, Luciana fled to San Diego with the children. Applying the Hague Convention to these facts, the court concluded that Luciana breached Andre’s rights of custody as provided in the Brazilian divorce agreement.  Since Luciana wrongfully retained the children in the United States and no grave risk of harm was presented to the children by returning them to Brazil, the Court granted Andre’s petition.

          At the hearing, Luciana suggested that the United States was the children’s habitual residence since they had been present here since September 2016 and two state courts (Massachusetts and California) issued TROs. However, it was undisputed that “immediately before” Luciana retained the children in Boston, and then in San Diego, the children were habitually resident in Brazil. The terms of the divorce agreement made clear that “the settled intention of the parents” was for the children to return to school in Sao Paulo and retain their Brazilian domicile. Mozes v. Mozes, 239 F.3d 1067, 1078 (9th Cir. 2001). Moreover, the argument that the children had acclimated to the United States lacked merit. Luciana was temporarily permitted to be in the United States on a student visa, did not have a job, and did not have a place for the children to stay. She was dependent on financial support from Andre pursuant to the Brazilian divorce agreement. During the course of several months, Luciana moved the children from Brazil, to Boston, and then to San Diego, where the children were staying in a hotel until funds were exhausted.  At the time the TRO issued, Luciana had vacated the hotel and her plans for food and shelter were uncertain The Court stated that it “can say with confidence” that the children’s attachments to the United States have not “changed to the point where requiring return to the original forum would now be tantamount to taking the child out of the family and social environment in which its life has developed.”

          The district court indicated that the only colorable exception to return was whether a “grave risk” of harm exists if the Court orders the children returned to Brazil. Luciana obtained a domestic violence restraining order from a state court in Boston and another one in San Diego. In the restraining order request. Luciana alleged that Andre called her on January 29, 2017, and threatened to kill her and the kids. To overcome the Convention’s imperative that courts return wrongfully retained children under the grave risk exception, “[t]he potential harm to the child must be severe, and the level of risk and danger required to trigger this exception has consistently been held to be very high.” Souratgar v. Lee 720 F.3d 96, 103 (2d Cir. 2013. Some courts, however, have found that a threat to kill the children or a history of domestic violence qualifies as a grave risk. See Van De Sande v. Van De Sande, 431 F 3d 567, 570 (7th Cir. 2005); Ermini v. Vittori, 758 F.3d 153, 164 (2d Cir. 2014). To determine if a grave risk of harm exists, the Court heard testimony from Andre and Luciana. Luciana testified that in twenty years of marriage, Andre never behaved violently except for a fight the day they divorced—she says Andre hit her. Luciana claimed that after she obtained a TRO in Boston, Andre threatened to kill her and the kids. Andre categorically denied both allegations. He also offered a third-party declaration from Carmen Gomide, Luciana’s good Samaritan host for a few weeks in San Diego, who opined Luciana was unstable and said she feared Luciana would kill the kids.

          The Court concludes Luciana has failed to show by clear and convincing evidence a “probability” that Andre will harm the children.  The testimony revealed that both parents deeply loved their children and were highly protective of them. There was no credible evidence that Andre presents a grave risk of harm to the children. Notably, after Andre was alleged to have threatened Luciana in Brazil, Luciana agreed to shared custody of the children. No reports of violence were ever filed. And the Brazilian divorce agreement was thereafter entered, in which joint custody was awarded. In addition, when Luciana refused to comply with the divorce agreement and called the police in Boston, Andre did not react with violence. He returned to Brazil and pursued lawful options through the courts; he filed suit in Brazil to enforce the divorce agreement, contacted the Central Authority (State Department), and retained legal counsel in the United States and filed this petition. Andre’s past actions confirmed that he would l comply with the Court’s order to safely return the children to Brazil and abide by any custody decision in the Brazilian courts, where that determination is properly made.

          The court granted the petition and directed that Andre return to Brazil with Pedro and Luiz Felipe so the important matter of child custody can be determined by the Brazilian courts. Andre was directed to pay all reasonable travel expenses for the children and Luciana to return to Brazil.


Williard v Williard, 2017 WL 3278745 (E.D. Michigan, 2017)[Italy] [Federal & State Judicial Remedies] [Waiver] [Motion to dismiss denied]



          In Williard v Williard, 2017 WL 3278745 (E.D. Michigan, 2017) on May 24, 2017, Billy Joe Willard, Jr. (“Petitioner”) commenced an action against Erika Lynn Willard (“Respondent”). In his Amended Complaint, filed June 7, 2017, he alleged Respondent violated the Hague Convention on the Civil Aspects of International Child Abduction.

          Petitioner and Respondent, both American citizens, were married in Tennessee in 2010. In 2013, Respondent gave birth to Petitioner’s two children—“ADW” and “MLW” —in Florida. Petitioner was an active duty member of the United States Air Force and was assigned to a military base in Vicenza, Italy in 2015.  Respondent and the children moved with Petitioner to Italy. In July 2016, Respondent and the children accompanied Petitioner back to the United States. While Petitioner underwent training Respondent and the children visited family in Michigan.  On September 29, 2016, Petitioner arrived in Michigan to fly back to Italy with Respondent and the children.  Respondent refused to return to Italy and would not allow Petitioner to take the children back to Italy. On October 31, 2016, Respondent filed a complaint against Petitioner in Oakland County Circuit Court (“Michigan state court”) seeking a divorce and the custody of the children. Respondent served Petitioner with the Michigan state court case filing on December 22, 2016. In January 2017, Petitioner filed a parallel divorce case against Respondent in Johnson County, Texas (“Texas state court”). The Texas state court conferred with the Michigan state court about which state court had jurisdiction over the proceedings, as Petitioner requested. On April 5, 2017, both state courts determined that the Michigan state court should retain jurisdiction over the custody and divorce proceedings.  Two weeks after the state courts determined jurisdiction was proper in Michigan, Petitioner filed a new custody case in Italy seeking a divorce and custody of the couple’s children.

          On May 24, 2017, Petitioner filed a Complaint in the district Court seeking return of the children to Italy pursuant to the Hague Convention. He amended his Complaint on June 7, 2017. Respondent moved to dismiss. She argued in her Motion to Dismiss that Petitioner waived his rights under the Hague Convention by arguing in Texas state court that Texas was the proper forum in which his claims should be adjudicated. Only after the Texas state court found Michigan was the proper forum did Petitioner invoke his Hague Convention claims in Italy and this Court. The district court observed that Federal Rule of Civil Procedure 12(b) (6) authorizes dismissal of a complaint for “failure to state a claim upon which relief can be granted.” When considering a Rule 12(b) (6) motion to dismiss, the Court must construe the complaint in a light most favorable to the plaintiff and accept all of his or her factual allegations as true. Lambert v. Hartman, 517 F.3d 433, 439 (6th Cir. 2008). However, the Court need not accept mere conclusory statements or legal conclusions couched as factual allegations. See Iqbal, 556 U.S. at 678.  The district court noted that “Waiver is the intentional relinquishment of a known right.” United States v. Fowler, 819 F.3d 298, 306 (6th Cir. 2016). There are very few cases analyzing the concept of waiver in the context of the Hague Convention. In Journe v. Journe, the District of Puerto Rico held that a petitioning parent waived his Hague Convention rights by voluntarily dismissing his action for divorce and custody in France, having believed that he and his spouse had reconciled. 911 F. Supp. 43 (D.P.R. 1995). The petitioning parent’s voluntarily dismissed suit had been brought pursuant to provisions of the Convention. The district court found that this constituted a waiver, having been an “intentional or voluntary relinquishment of a known right” where the relinquishing party had “both knowledge of [the right’s] existence and an uncoerced intent to relinquish it.” (writing that acts constituting waiver “should be so manifestly consistent with and indicative of an intent to relinquish voluntarily a particular right that no other reasonable explanation of this conduct is possible”).  

          The district court noted that several circuits outside of the Sixth Circuit have mentioned waiver while analyzing consent or acquiescence. The Ninth Circuit has not treated a decision to file for custody in state court, without raising Hague Convention claims, as a waiver of Hague Convention rights. See, e.g., Gaudin v. Remis, 415 F.3d 1028, 1034 (9th Cir. 2005) (holding that a federal court was not bound by a state court’s custody decision where the state court did not actually adjudicate the Hague Convention claim); Holder v. Holder, 305 F.3d 854, 872–73 (9th Cir. 2002) (finding that the petitioner’s suit for custody in California state court did not exhibit an “uncoerced intent to relinquish” rights under the Hague Convention). Respondent failed to submit a single case where the district court dismissed a Hague Convention claim based on waiver at the motion to dismiss stage. Here, neither the Michigan nor the Texas state court issued a final decision on the merits of the parties’ complaints. The Texas state court found the Michigan state court had jurisdiction, and then the Michigan state court stayed its proceedings pending resolution of the present case. Furthermore, the exhibits attached to the motion did not establish that Petitioner knowingly and intentionally relinquished his Hague Convention rights before the Texas or Michigan state courts.

          The Court did not find that Respondent had proven that Petitioner waived his Hague Convention rights, when the Court views the facts in the light most favorable to the nonmoving party, and denied the motion to dismiss.