New York Matrimonial Trial Handbook

The New York Matrimonial Trial Handbook by Joel R. Brandes is available in Kindle editions and ebook editions in our website bookstore. The electronic edition is the perfect “assistant” to bring into the courtroom on your tablet or laptop for a contested matrimonial trial. It places the substantive law and the rules of evidence at your fingertips. You can quickly find what you need to know to lay a foundation for the introduction of evidence, and grounds for objecting to evidence offered by your adversary. Counsel never has to worry about what questions to ask a witness in a difficult situation. There are thousands of suggested questions for the examination of witnesses and cross-examination of expert witnesses dealing with every aspect of the matrimonial trial.

The New York Matrimonial Trial Handbook by Joel R. Brandes is available at bookstores and online in the print edition at the Bookbaby Bookstore, Amazon Kindle, Barnes & Noble and Goodreads.

The New York Matrimonial Trial Handbook was reviewed by Bernard Dworkin, Esq., in the New York Law Journal on December 21, 2017. His review is reprinted on our website at http://www.nysdivorce.com with the permission of the New York Law Journal.

The New York Matrimonial Trial Handbook was written for both the attorney who has never tried a matrimonial action and for the experienced litigator. It is a “how to” book for lawyers. This 836 page handbook focuses on the procedural and substantive law, as well as the law of evidence, that an attorney must have at his or her fingertips when trying a matrimonial action. It is intended to be an aid for preparing for a trial and as a reference for the procedure in offering and objecting to evidence during a trial. The handbook deals extensively with the testimonial and documentary evidence necessary to meet the burden of proof. There are thousands of suggested questions for the examination of witnesses at trial to establish each cause of action and requests for ancillary relief, as well as for the cross-examination of difficult witnesses. Table of Contents


Search This Blog

Wednesday, September 19, 2018

Diagne v DeMartino, 2018 WL 4385659 (E.D. Michigan, 2018) [Canada] [Habitual Residence] [Article 18] [Petition granted in part and denied in part]



         
          In Diagne v DeMartino, 2018 WL 4385659 (E.D. Michigan, 2018) the Father sought the return of his two children, six-year-old N.M.D. and seven-month-old I.N.D., to Canada. The court granted the petition with regard to NMD and denied it with regard to I.N.D.’s return to Canada.

          The parties were married on February 27, 2010 in Quebec, Canada. They had two sons born during the marriage. The Father was a Canadian citizen. The Father sponsored the Mother, a United States citizen, to become a Canadian permanent resident after the marriage. The parties established their family life together and set up their first home in Canada.  The parties’ first son, N.M.D., was born in Quebec on May 29, 2012.  In December 2014, the parties leased a home in London, Ontario, Canada jointly. In July 2016, the parties purchased a home in London, Ontario. N.M.D. attended day care in London, Ontario and junior kindergarten at École Frère André in London in the 2016-2017 school year. The Mother and Father enrolled N.M.D. at the same school for the 2017-2018 school year for kindergarten. He was also enrolled for the 2018-2019 school year.  N.M.D.’s family doctors were all in London, Ontario. In March 2017, the Mother became pregnant with I.N.D., the parties’ second child.  The new baby was due to be born in December 2017. In August 2017, when the Mother was approximately five months pregnant, the parties traveled to Rhode Island for their family vacation. On August 16th, the Mother discovered e-mails between the Father and one of his female co-workers, suggesting the Father was having an affair with his co-worker. The Mother confronted the Father about the e-mails and his involvement with the coworker. The Father left the vacation on August 16, 2017 after giving the Mother N.M.D.’s passport so he could return to Canada. The Mother and N.M.D. did not return to Canada at the end of the Rhode Island vacation. After spending ten days in Texas, the Mother and N.M.D. arrived in Michigan on August 29 or 30, 2017 and stayed in a home owned by the Mother’s sister and brother-in-law.  The Father continued to drive back and forth between Canada and Michigan. Before one of the Father’s visits to Michigan, the Mother requested that the Father bring N.M.D.’s birth certificate and immunization records so that the Mother could enroll N.M.D. in school in Michigan. Although the Father had not agreed that N.M.D. could live in Michigan, he accepted that the child could not miss school pending the return of N.M.D. to Canada. On September 9, 2017, the Father brought papers to enroll N.M.D. in school in the United States.  On September 13, 2017, with the Father’s knowledge, the Mother went to the parties’ home in Canada and retrieved her personal belongings. The Father helped the Mother pack and load her car with furnishings and items personal to her and N.M.D. By September 15, 2017 the parties had agreed to split their belongings from their mutual home; the Father agreed to bring the Mother’s and N.M.D.’s belongings to her in the United States. On September 14, 2017, the Mother’s attorney sent the Father a proposed Interim Separation Agreement (the “Interim Agreement”). The father never signed the agreement. The Mother gave birth to I.N.D. in Michigan on December 11, 2017. The Mother’s mother stayed with the Mother and I.N.D. at the hospital. The next day, the Father picked up the Mother and I.N.D. from the hospital and drove them to the house where the Mother was staying in Michigan. The Father returned to Canada while the Mother’s mother stayed with the Mother and children at the house in Michigan. On March 31, 2018, the Mother filed a Complaint for Divorce against the Father in the Family Division for the 44th Judicial Circuit of the State of Michigan. The Father was served with divorce papers on April 26, 2018.  On June 5, 2018, the Father submitted a Verified Petition for Return of Children seeking the return of both children to Canada.

          The district court observed that Courts use two distinct standards to determine the habitual residence of a child under the Hague Convention: “acclimatization” and “shared parental intent.” Ahmed, 867 F.3d at 687-90; Robert, 507 F.3d at 994. In Ahmed, the Sixth Circuit formally adopted the settled mutual intent approach for Convention cases involving infants and young children who lack the cognizance to acclimate to any residence. The Ahmed court went on to hold that, “what matters is where the [parents] intended the children to live.”  But courts are generally in agreement that infants cannot acquire a habitual residence separate and apart from their parents. “Where a matrimonial home exists, i.e., where both parents share a settled intent to reside, determining the habitual residence of an infant presents no particular problem[.] [I]t simply calls for application of the analysis under the Convention with which courts [are] familiar.” Delvoye v. Lee, 329 F.3d 330, 333 (3d Cir. 2003). However, where the parents’ relationship has broken down – as is the case here – the character of the problem changes. The mere fact that conflict has developed does not automatically disestablish a child’s habitual residence once it has come into existence. Id. “But where the conflict is contemporaneous with the birth of the child, no habitual residence may ever come into existence.” Id. Importantly, the court in Delvoye found that “ ‘Where a child is born while his...mother is temporarily present in a country other than that of her habitual residence[,]...the child will normally have no habitual residence until living in a country on a footing of some stability.’ ” Delvoye, 329 F.3d at 334.

          The Mother conceded, and the Court found that the Father proved a prima facie case for the return of N.M.D. to Canada based on the Mother’s wrongful retention of N.M.D. on August 21, 2017. The Mother failed to establish defenses to return, either acquiescence or consent. The Court found that N.M.D. had to be returned to Canada.

          The district court noted that in the case of IND, the Father alleged that I.N.D. was wrongfully retained in the United States from Canada beginning immediately before I.N.D.’s birth on December 11, 2017. The Mother argued only that the Father failed to meet his burden of proof with respect to habitual residence. The Court applied the shared parental intent standard set forth in Ahmed and agreed with her. The same evidence the Court relied upon to conclude there was no consistent attitude of acquiescence over a significant period of time was used by the Court to conclude that the Mother and Father’s mutual intent for where I.N.D. would live was absent from the time the Mother remained in the United States on August 20, 2017 until I.N.D. was born on December 11, 2017. The parties’ intent before August 20, when the Mother was just five months pregnant, was insufficient to make I.N.D. a habitual resident of Canada. I.N.D. had only lived in the United States, and there was no evidence that he had even been to Canada to visit.  The court pointed out that the Ninth Circuit addressed a similar issue in In re A.L.C., 607 Fed. Appx. 658 (9th Cir. 2015).  Declining to return a newborn child under the Hague Convention, the Court held that “[w]hen a child is born under a cloud of disagreement between parents over the child’s habitual residence, and a child remains of a tender age in which contacts outside the immediate home cannot practically develop into deep-rooted ties, a child remains without a habitual residence because ‘if an attachment to a State does not exist, it should hardly be invented.” Id. at 662 (quoting Holder v. Holder, 392 F.3d 1009, 1020-21 (9th Cir. 2004)) The Court agreed with the Ninth Circuit’s reasoning finding that I.N.D. had no habitual residence immediately before his birth and retention in the United States. Therefore, the father failed to establish I.N.D.’s habitual residence was Canada immediately before the alleged wrongful retention, and did not prove his prima facie case for the return of I.N.D. to Canada.


          The district court noted that under Article 18 of the Convention, if a petitioner establishes his or her prima facie case, and the respondent subsequently establishes one of the exceptions to return, the court may still exercise its plenary power “to order the return of [a] child at any time.” Convention Art. 18; Friedrich II, 78 F.3d at 1067. See also Lozano v. Montoya Alvarez, 134 S.Ct 1224, 1237-38 (2014) (Alito, J. concurring).  The Father did not prove his prima facie case.  Because the Father failed to demonstrate that Canada was I.N.D.’s habitual residence, the Court did not have the discretion to “return” I.N.D. to Canada. I.N.D. had never lived in Canada; thus, the relief the Father requested essentially was that the Court order I.N.D.’s removal to Canada. Giving a court discretion to order the removal of a child to a country that is not, nor ever has been, his or her habitual residence is not contemplated by the Convention and would not serve the purposes of the Convention. Accordingly, the Court would not order I.N.D.’s return to Canada.

Monday, September 17, 2018

Rath v Marcoski, --- F.3d ----, 2018 WL 3799875 (11th Cir., 2018)[Czech Republic] [Necessary expenses]


In Rath v Marcoski, --- F.3d ----, 2018 WL 3799875 (11th Cir., 2018) the  Eleventh Circuit addressed the standard for awarding attorney’s fees and costs to a successful petitioner in an action for the return of a child under the Hague Convention. It pointed out that the International Child Abduction Remedies Act (“ICARA”), which implements the Hague Convention, directs that a district court “shall order the respondent to pay necessary expenses ... unless the respondent establishes that such order would be clearly inappropriate.” 22 U.S.C. § 9007(b)(3). The district court held that respondent failed to meet her burden under ICARA and awarded fees and costs to petitioner. 

Petitioner Jan Rath, a citizen of the Czech Republic, initiated this suit under the Hague Convention for the return of his child, L.N.R., after the child’s mother, Veronika Marcoski, removed him from the Czech Republic to Florida in April 2016. The district court held that Marcoski had wrongfully removed L.N.R. from the Czech Republic and ordered that L.N.R. be returned. The Eleventh Circuit  affirmed, holding that the district court’s assessment of the credibility of the witnesses was entitled to “great deference.” Marcoski v. Rath, 718 F. App’x 910, 912 (11th Cir. 2017) Rath moved for an award of attorney’s fees and costs in the district court. Marcoski objected, arguing that an award would be clearly inappropriate because she acted in good faith when she removed L.N.R. to the United States. The district court rejected this argument Rath v. Marcoski, No. 8:16-cv-2016, 2018 WL 446651, at *1 (M.D. Fla. Jan. 17, 2018) (). It found that Marcoski had not established that a fee award would be clearly inappropriate. The court awarded to Rath $73,219.50 in attorney’s fees, $5421.00 in taxable costs and $10,849.76 in expenses, for a total award of $89,490.26. 


The Eleventh Circuit affirmed. It  pointed out that  ICARA’s fee-shifting provision creates a rebuttable presumption in favor of a fee award.1 It read the statutory text as creating a strong presumption in favor of fee-shifting, rebuttable only by a showing from the losing respondent that an award of attorney’s fees, costs and expenses would be clearly inappropriate. See Salazar, 750 F.3d at 520 (stating that “the prevailing petitioner is presumptively entitled to necessary costs”)

The Court noted that the term “clearly inappropriate” is not used in any other fee-shifting statute. According to some courts, this exception “provides the district court ‘broad discretion in its effort to comply with the Hague Convention consistently with our own laws and standards.’ ” West v. Dobrev, 735 F.3d 921, 932 (10th Cir. 2013) (quoting Whallon, 356 F.3d at 140); see also Ozaltin v. Ozaltin, 708 F.3d 355, 375 (2d Cir. 2013). It held hat  ICARA does not afford courts broad discretion on the issue of whether prevailing petitioners are entitled to an award—the statute dictates that they presumptively are—and the exception cannot be drawn so broadly as to make the analysis indistinguishable from what courts employ under a typical fee-shifting statute.  Congress did grant courts limited equitable discretion to determine when to allow an exception. It may well be that courts making this determination will look to factors that are familiar in the fee award context. But in doing so, courts must place on the losing respondent the substantial burden of establishing that a fee award is clearly inappropriate.  Though the “clearly inappropriate” inquiry is fact-dependent, two considerations have arisen with some frequency in the case law. One is whether a fee award would impose such a financial hardship that it would significantly impair the respondent’s ability to care for the child. See Whallon, 356 F.3d at 139–40 (citing cases); Norinder v. Fuentes, 657 F.3d 526, 536–37 (7th Cir. 2011); Mendoza v. Silva, 987 F.Supp.2d 910, 917 (N.D. Iowa 2014). A second is whether a respondent had a good faith belief that her actions in removing or retaining a child were legal or justified. See Ozaltin, 708 F.3d at 375–76; Mendoza, 987 F.Supp.2d at 916–17.

Marcoski relied solely on the argument that a fee award was clearly inappropriate because she acted in good faith in removing L.N.R. to the United States. The Court agreed that the basis for a losing respondent’s course of conduct can be a relevant consideration in deciding if a fee award is clearly inappropriate. See Ozaltin, 708 F.3d at 375 (“Although mistake of law is not a defense to the return action itself, it is a relevant equitable factor when considering whether a costs award is appropriate.”). However, it found that Marcoski fell well short of her burden of establishing the “clearly inappropriate” exception.  The record developed on the merits of the wrongful removal petition was replete with evidence contradicting Marcoski’s good faith argument, and the district court’s factual determinations on the merits were affirmed on appeal and  constituted the law of the case. It found that the district court did not abuse its discretion in finding that Marcoski failed to establish under ICARA that an award of necessary expenses would be clearly inappropriate and the award was affirmed. 

Cruz v Sanchez, 2018 WL 4359217 (D. South Carolina, 2018) [Federal & State Judicial Remedies] [Remote testimony]




          In Cruz v Sanchez, 2018 WL 4359217 (D. South Carolina, 2018) the district court granted the parties’ joint motion requesting that the Court authorize remote testimony for the Petitioner and for certain witnesses who are likely to be called to testify by the parties. It observed that under Rule 43(a), a court may permit remote testimony “[f]or good cause in compelling circumstances and with appropriate safeguards.” Fed. R. Civ. P. 43(a). As the Fourth Circuit has noted, remote testimony does not “preclude the respondent from confronting and conducting relevant cross-examination of the witnesses,” so it does not offend due process considerations. United States v. Baker, 45 F.3d 837, 843-44 (4th Cir. 1995). Allowing remote testimony in Hague Convention actions, as long as subject to certain safeguards, is not without precedent. In Alcala v. Hernandez, No. 4:14-CV-04176-RBH, 2015 WL 1893291, at *3 (D.S.C. Apr. 27, 2015), the court required petitioner to be properly identified and testify from a private room, free of outside influence. The petitioner’s counsel was also required to troubleshoot his video-conferencing connection with the courthouse staff prior to his testimony. The court found those safeguards were appropriate here to ensure reliable testimony. As indicated in the Motion, the parties agreed to ensure that their witnesses utilize an appropriate room from which to testify by video-conference, free from outside interference. The parties also agreed to require the witnesses to present official identification prior to testifying, and have explained their willingness to work with the Court’s IT staff to troubleshoot the video-conferencing system prior to trial. The court directed that where video-conferencing is not available or if technical difficulties arise, those witnesses may also testify telephonically.

Crane v Merriman, 2018 WL 4291755 (W.D. Oklahoma, 2018)[New Zealand] [Necessary expenses] [Clearly inappropriate]


[New Zealand] [Necessary expenses] [Clearly inappropriate]

          In Crane v Merriman, 2018 WL 4291755 (W.D. Oklahoma, 2018) the district court granted in part and denied in part the successful Plaintiff’s motions for attorney’s fees and costs by denying an award of attorney’s fees but awarding non-attorneys fees costs.

          Plaintiff brought the present action seeking the return of his children to New Zealand. On September 14, 2017, the Court granted Plaintiff’s petition and ordered that the couple’s minor children, A.E.C. and R.F.A.C., be returned to New Zealand and placed in Plaintiff’s custody pending further order of a New Zealand court or other disposition of the underlying custody issues. The district court observed that ICARA provides, in pertinent part, as follows: “Any court ordering the return of a child pursuant to an action brought under section 9003 of this title shall order the respondent to pay necessary expenses incurred by or on behalf of the petitioner, including court costs, legal fees, foster home or other care during the course of proceedings in the action, and transportation costs related to the return of the child, unless the respondent establishes that such order would be clearly inappropriate. See 22 U.S.C. § 2007(a)(3).

          Plaintiff moved the Court for an award of his attorney’s fees, transportation costs, and other expenditures related to the return of the children: 1) $22,670.00 for legal work performed by his Oklahoma counsel, Laura McConnell-Corbyn and Shane M. Riddles-Hill, incurred in connection with these proceedings and an award of $1,015.05 in costs;1 2) $2,473.44 for legal work performed by his New Zealand counsel, Margaret Casey QC, incurred in securing representation in the United States and assisting moving counsel with case preparation; 3) $1,770.58 for legal work performed by his New Zealand counsel, Antonia Fisher QC, incurred in connection with proceedings in New Zealand and locating additional assistance; 4) $1,926.58 for round-trip airfare from New Zealand to Oklahoma; 5) $1,666.68 for airfare for A.E.C. from Oklahoma to New Zealand; 6) $182.19 for accommodations from September 11, 2017 through September 13, 2017, and an award of $866.25 for accommodations from September 13, 2017 to September 18, 2017; and 7) $226.55 incurred for a car rental from September 11, 2017 through September 18, 2017.

          Defendant argued that any award of legal fees and expenses would be clearly inappropriate under the circumstances. Defendant cited the financial disparity between the parties, which Plaintiff did not refute: (1) Defendant’s annual salary was 53,000 New Zealand Dollars (“NZD”); (2) Defendant had no significant assets of her own, (3) Defendant’s monthly expenses exceeded her monthly income, (4) Defendant had substantial debt, and (5) Defendant was on some governmental assistance and had applied for child support. By comparison, Plaintiff (1) owned his own company, (2) drew a salary of 84,000 NZD, and (3) owned two helicopters, a boat, and three residential properties, one of which is valued at nearly 1 million NZD. 

          The district court observed that “clearly inappropriate” caveat to ICARA’s award of attorney’s fees to a prevailing petitioner retains “the equitable nature of cost awards,” such that a prevailing petitioner’s presumptive entitlement to an award is “subject to the application of equitable principles by the district court.” Souratgar v. Lee Jen Fair, 818 F.2d 72, 79 (2d Cir. 2016) (The term “clearly inappropriate” is not defined in the statute, yet some considerations have arisen with frequency in the relevant case law. One is whether a fee award would impose such a financial hardship that it would significantly impair the respondent’s ability to care for the child; a second is whether the respondent had a good faith belief that her actions in removing a child were legal or justified. See Rath v. Marcoski, No. 18-10403, 2018 WL 3799875, at *4 (11th Cir. Aug. 10, 2018) (unpublished) (collecting cases).

          Another consideration—which bears some relevance to the first—is whether an award would be “clearly inappropriate” in light of the financial disparity between the parties. It is this consideration that led to the conclusion that, under the circumstances of this specific case, an award of attorney’s fees would be clearly inappropriate. Although employed, Defendant has demonstrated that due to her income and expenditures, payment of Plaintiff’s attorney’s fees would present a financial hardship and affect her own ability to care for her children. Citing similar financial circumstances and disparities, federal courts have denied a prevailing petitioner’s motion for attorney’s fees as “clearly inappropriate.”

          However, Defendant wa not blameless in these proceedings and the Court found it appropriate to award Plaintiff his non-attorney fee expenses in prosecuting this action. See Souratgar, 818 F.3d at 79 (“[I]n determining whether expenses are ‘clearly inappropriate,’ courts have considered the degree to which the petitioner bears responsibility for the circumstances giving rise to the fees and costs associated with a petition.”). The Court awarded Plaintiff costs and expenses in the amount of $5,883.30, which represents the following items: $1,015.05 in court costs; $1,926.58 for Plaintiff’s round-trip airfare from New Zealand to Oklahoma; $1,666.68 for airfare for A.E.C. from Oklahoma to New Zealand; $182.19 for Plaintiff’s accommodations from September 11, 2017 through September 13, 2017, and $866.25 for Plaintiff’s accommodations from September 13, 2017 to September 18, 2017; and $226.55 Plaintiff incurred for a car rental from September 11, 2017 through September 18, 2017.



Moonga v Moonga, 2018 WL 4026020 (N.D. Georgia, 2018)[United Kingdom] [Necessary expenses]




          In Moonga v Moonga, 2018 WL 4026020 (N.D. Georgia, 2018)   the Plaintiff originally filed the action seeking a return of his minor child to the United Kingdom. After a hearing the Court granted the Plaintiff’s petition, and ordered that the child be immediately returned to the United Kingdom in the company of her father, the Plaintiff. The district court then granted Plaintiff George Choonga Moonga’s Motion for Necessary Expenses in the reduced sum of $40,000.

          The district court observed that Section 8(b)(3) of ICARA states that: Any court ordering the return of a child pursuant to an action brought under section 9003 of this title shall order the respondent to pay necessary expenses incurred by or on behalf of the petitioner, including court costs, legal fees, foster home or other care during the course of proceedings in the action, and transportation costs related to the return of the child, unless the respondent establishes that such order would be clearly inappropriate.
          The district court noted that the statute creates a “mandatory obligation on courts to award necessary expenses to a successful petitioner, except when the respondent demonstrates that an award would be clearly inappropriate.” This creates a strong, rebuttable presumption in favor of a fee award.  Thus, the Court must proceed with two inquiries. The first asks whether the petitioner’s requested fees were “necessary.” The second asks whether an award of such fees would be “‘clearly inappropriate’ in light of respondent’s financial circumstances, subjective good faith in his actions, or other equitable circumstances that suggest further diminution is just.”

          The Plaintiff requested a total of $60,676.92 in fees and expenses. Included in this was $1,720.53 for court costs, $50,365.00 for legal fees and expenses, and $8,591.39 for transportation costs related to the return of the child. The inquiry was guided by the lodestar framework. Given the evidence and totality of the circumstances, the Court found that the Plaintiff’s reported costs of $60,676.92 were both reasonable and necessary.

          The Court’s inquiry continued by determining the appropriateness of awarding the Plaintiff’s requested fee. It noted that among the relevant considerations in ICARA fee awards is whether a full fee award would leave a parent unable to care for her child and “whether a respondent had a good-faith belief that her actions in removing or retaining a child were legal or justified.” The Defendant bears the “substantial burden of establishing that a fee award is clearly inappropriate.”

          The defendant argued that an award would be inappropriate because of her financial situation. Defendant claimed that she “is currently unemployed with no source of income,” and that she is incurring significant financial costs as a result of both this litigation and the ongoing litigation in the United Kingdom.  During the course of this case, however, the Court found the Defendant to be fundamentally lacking in credibility. She consistently made wild claims that have no basis in evidence or in fact, and this situation was no different. Less than a year earlier she filed a sworn statement in an English court saying that she was employed with a relatively good salary. Although she now claimed she was unemployed, she presented no evidence to support that assertion. Nor had she provided any evidence to suggest she would be so financially burdened by an award of fees that she would no longer be able to care for the child. Given the nature of this case, the Court found it entirely appropriate to award fees. However, some reduction in the award was also warranted. Assuming the Defendant still had her job a full-fee award would constitute over 80% of her annual salary before tax. That is a substantial burden. The Court found that a reduction of approximately one-third was appropriate.


Miller v Miller, 2018 WL 4008779 (E.D. Tennessee, 2018) [Canada] [Habitual Residence] [Petition denied]





          In Miller v Miller, 2018 WL 4008779 (E.D. Tennessee, 2018) the district court denied the Petition of James Christopher for the return of their three children to Humboldt, Saskatchewan, Canada.

          Mr. Miller and Mrs. Miller have been married for nine years and were the biological parents of J.M.M. A.B.M., and C.J.M., who were born in 2007, 2010, and 2012, respectively. In 2013, Mr. Miller and Mrs. Miller mutually decided to move their family from Chattanooga to Humboldt, Saskatchewan, Canada, to pursue economic opportunities and to avoid creditors associated with a failed business venture that Mr. Miller had launched in Chattanooga. They also mutually envisioned the move as a “five-year plan,” which meant that after five years they planned to reevaluate their decision to relocate to Canada and determine whether they wanted to live there for a longer time.

          After the Millers completed the move in May 2013, they eventually settled into a rental house in Humboldt, where J.M.M. had his own bedroom and A.B.M. and C.J.M shared a bedroom. At the time, J.M.M. was six years old, A.B.M. was three years old, and C.J.M. was five and a half months old. The Millers began to build their life in Canada. As a family, they applied for permanent resident status. Mr. Miller obtained employment in the construction industry. Mrs. Miller also obtained employment, though she was principally the children’s caretaker. The two oldest children, J.M.M. and A.B.M., enrolled in school, while the youngest, C.J.M., remained with Mrs. Miller or under a babysitter’s supervision. Mr. Miller and Mrs. Miller also enrolled the children in Canadian healthcare plans. As for the children’s social lives and activities, the children made friends in their neighborhood and through participation in sports programs.  J.M.M. became well-known by neighbors and picked vegetables from their yards, and the children viewed a pair of local family friends, Michael and Sherry Kwasnica, as their surrogate grandparents and referred to them as “grandpa” and “grandma.” J.M.M. and A.B.M. played youth-league ice hockey, though C.J.M. was too young for it. The children also took part in numerous outdoor activities, including Ducks Unlimited,3 canoeing, camping, quidding, kayaking, and ice fishing.

          Mr. Miller sensed that Mrs. Miller was depressed and not coping well with being away from her family. Their marriage suffered, and Mr. Miller knew it was “on the rocks.” They had lengthy discussions about their marital problems, and at one point, in February 2017, Mrs. Miller told Mr. Miller that they were “headed for a divorce.”  In the throes of their capsizing marriage, Mrs. Miller was eager for her family’s company. According to Mr. Miller, she issued an ultimatum to him: she was going to leave Canada and return to Chattanooga with or without him. In response, Mr. Miller agreed that he, Mrs. Miller, and the children would leave Canada together as a family, hoping that the move would buoy their marriage. The family began preparing for the move. They rented two U-Haul trucks, which they fully loaded with their belongings—including all the children’s belongings—and they sold or gave away anything that did not fit into the trucks. They also packed the ATV and the canoe they used for quadding and canoeing, respectively. The Millers’ friends threw farewell parties for them. Their friends also helped them empty and clean their house. The Millers canceled their utilities. They returned the house keys to the owner. Mr. Miller quit his job.

          On September 19, 2017, the Millers left Canada for Chattanooga.  During the trip, Mrs. Miller asked Mr. Miller for all the passports, and he surrendered them to her.
The children arrived there with their parents on September 21 or 22. he family unloaded the children’s and Mrs. Miller’s belongings into Mrs. Miller’s mother’s basement, which became the children’s new living space, but the family’s belongings were so numerous that they had to unload some of them into local storage units. Mr. Miller did not cohabitate with Mrs. Miller in the basement; they had agreed to maintain separate residences once they arrived in Chattanooga. Mr. Miller moved in temporarily with Mr. Castle, who opened his home to him, while Mrs. Miller stayed at her mother’s house with the children.  Later in September, Mr. Miller enrolled J.M.M. and A.B.M. in school. Despite living apart from the children, Mr. Miller continued to see them at least two weeknights and most weekends. In November, Mrs. Miller told him that she wanted a divorce. Within days of receiving this news, he returned to Canada and looked into resuming his old job and the availability of the family’s old house. Afterwards, he called Mrs. Miller, and he informed her that he “wanted to go back” to Canada and “wanted the boys to come back with [him].” According to Mr. Miller, Mrs. Miller expressed her desire for the children to remain in Chattanooga. While still in Canada, Mr. Miller did “homework” on the Hague Convention, and he pursued additional legal advice specifically relating to “how ... it work[s].” He returned to Chattanooga without contacting the Saskatchewan Central Authority and requesting the children’s return to Canada under the Hague Convention.

          On March 27, 2018, Mrs. Miller filed for divorce. On the same day, Mr. Miller contacted the Saskatchewan Central Authority and applied for the children’s return to Canada. After making the trip back from Florida a few days later, Mr. Miller arrived at Mrs. Miller’s mother’s house to drop off the children. He fled from the house—with the children—after learning that a process server was waiting there to serve him. Mrs. Miller testified that Mr. Miller refused to return the children to her until she instructed the process server to leave. Finally, during the course of all these events—which occurred roughly between September 2017 and March 2018—the bulk of the evidence indicated that the children had made friends in Chattanooga. Mr. Miller resided in Canada, in the same house that he once lived in with his family.

          The district court found that Mr. Miller indisputably agreed to leave Canada and return to Chattanooga with his family, out of concern for Mrs. Millers’ mental health and out of hope to boost their marriage. The Millers’ departure from Canada had every semblance of permanency. They packed all their belongings—so many that they actually had to unload some of them into storage facilities, and they sold or gave away the belongings that they were unable to pack. They canceled the utilities. They returned the keys. Mr. Miller resigned from his job. The Millers’ friends threw farewell parties for them, with going-away gifts. Other than claiming that one of these parties was actually a birthday party and not a farewell party, Mr. Miller opposed none of these facts.          

          The district court observed that the record suggested that Mr. Miller initiated this case with the intent to forum shop—to postpone or circumvent custody-related proceedings in Tennessee and arrange for them to occur, if at all, in only one possible location, Canada.         From this evidence, the Court had a hardened conviction that Mr. Miller invoked the Hague Convention to duck the proceedings in Hamilton County Circuit Court and place Mrs. Miller in the difficult position of having to pursue those proceedings in his preferred forum, Canada. The evidence supporting the Court’s conviction of forum shopping was by itself a basis for denial of his Petition. See Jenkins, 569 F.3d at 557–58 .

          The court indicated that to establish wrongful retention under the Hague Convention, Mr. Miller must prove first by a preponderance of the evidence that Canada was the children’s country of habitual residence. Friedrich, 983 F.2d at 1400; Guevara, 180 F. Supp. 3d at 525; Hague Convention, art. 3; see generally Text and Analysis, 51 Fed. Reg. at 10504 If he succeeds in establishing that Canada is the children’s country of habitual residence, he must then prove by a preponderance of the evidence that (1) Mrs. Miller, by retaining the children in Chattanooga, breached his custody rights under Canadian law and (2) at the time of their retention, he was actually exercising those rights, or would have exercised them if not for their retention. Friedrich, 983 F.2d at 1400; Guevara, 180 F. Supp. 3d at 525; Hague Convention, art. 3.  The Sixth Circuit identified five lodestars to guide itself—and district courts in future cases—to a proper determination of a child’s habitual residence: First, habitual residence should not be determined through the “technical” rules governing legal residence or common law domicile. Instead, courts should look closely at “[t]he facts and circumstances of each case.” Second, because the Hague Convention is concerned with the habitual residence of the child, the court should consider only the child’s experience in determining habitual residence. Third, this inquiry should focus exclusively on the child’s “past experience.” “Any future plans” that the parents may have “are irrelevant to our inquiry.” Fourth, “[a] person can have only one habitual residence.” Finally, a child’s habitual residence is not determined by the nationality of the child’s primary care-giver. Only “a change in geography and the passage of time” may combine to establish a new habitual residence. Robert, 507 F.3d at 989 (quoting Friedrich, 983 F.2d at 1401–02).

          In Robert v. Tesson, the Sixth Circuit revisited the issue of habitual residence in a more complex context, addressing how to determine habitual residence “when a child has alternated residences between two or more nations.” 507 F.3d at 992. Concerned with the need for emotional and social stability in a child’s life, the Sixth Circuit adopted an “acclimatization standard.” Under this now well-known standard, “a child’s habitual residence is the nation where, at the time of their removal, the child has been present long enough to allow acclimatization, and where this presence has a ‘degree of settled purpose from the child’s perspective.’” Id. (quoting Feder v. Evans-Feder, 63 F.3d 217, 224 (3d Cir. 1995) ). The Sixth Circuit has not fitted the terms “acclimatization” or “settled purpose” with a tailored definition because every inquiry into habitual residence is a pliant, fact-specific analysis. See id. at 990 (stating that an analysis of a child’s habitual residence is not a formulaic one and requires courts to “look closely at ‘[t]he facts and circumstances of each case’ ” ; Friedrich, 983 F.2d at 1402 (“Every family dispute has its own unique set of facts.”).

           Under this fact-specific inquiry, various aspects of a child’s life may be pertinent to reaching a decision as to whether a child has become acclimated to and settled in a particular country. They include the child’s academic activities, social engagements, participation in sports programs and excursions, any personal belongings in the child’s possession when the child alternated residences, the child’s own stated desire, and any other relevant circumstances or meaningful connections with people or places. Robert, 507 F.3d at 996; see Jenkins, 569 F.3d at 556 (“[A]ll [of these things] point to the child being acclimatized.” But all of these aspects surrounding a child’s life in a new country, depending on the time of their occurrence, are not necessarily proper for consideration in an analysis under the acclimatization standard.

          A lynchpin of any inquiry under this standard is a determination of the time of the wrongful removal—or in this case, the time of the wrongful retention—because it lays the parameters for the Court’s analysis. See Robert, 507 F.3d at 993 (“[A] child’s habitual residence is the country where, at the time of their removal, the child has been present long enough to allow acclimatization[.]”; see also Panteleris v. Panteleris, 601 Fed.Appx. 345, 349 (6th Cir. 2015) (“[O]ur court’s precedent instructs courts to look back in time from the period of wrongful retention, not forward.”); Friedrich, 983 F.2d at 1401 (“[T]he court must focus on the child, not the parents, and examine past experience, not future intentions.”). In other words, the date of the children’s retention in Chattanooga operates as an expiration point, which means that the Court, when determining the children’s habitual residence, has to limit its review to the social and familial aspects of the children’s lives that developed before that point and not beyond it.

          Mr. Miller contended that Mrs. Miller began wrongfully retaining the children in Chattanooga on November 17, 2017, because on this date he expressed a desire to have the children return to Canada with him and Mrs. Miller expressed her desire for them to remain in Chattanooga with her. All the evidence led the Court to only one possible conclusion: the first time that Mr. Miller expressed anything weightier than tacit grumblings about the children’s presence in Chattanooga was when he pursued their return to Canada on March 27, 2018, by filing his application with the Saskatchewan Central Authority. And on this date—the same date when Mrs. Miller filed for divorce—Mrs. Miller had also announced her unequivocal intention to retain the children in Chattanooga through state custody proceedings.

          Having determined the date of the children’s retention, the Court—when it looked backward from that date—had no doubt that the children were present in Chattanooga long enough to become acclimated and settled. With the exception of C.J.M., who was too young, they were enrolled in Chattanooga’s school system, and J.M.M. became a member of the Science Olympiad Club and attended a playground-renovation project meeting. See Ahmed, 867 F.3d at 687 (“ ‘[A]cademic activities’ are ‘highly suggestive of acclimatization[.]’ ” They were doing well in school and showed no behavioral problems. See Jenkins, 569 F.3d at 556 (holding that a child was acclimated to his new country partly because he “was attending preschool ... and was, by all first-person accounts, doing well in that environment”).  They also had family in the area and interacted with them.

          The district court found that Mr. Miller failed to establish by a preponderance of the evidence that Canada was the children’s habitual residence at the time of their retention in Chattanooga—whether the Court views the date of retention as March 27, 2018, or November 17, 2017. Their retention in Chattanooga was therefore not “wrongful” as the Hague Convention defines the term.


Flores v Alvardo, 2018 WL 3715753 (W.D. North Carolina, 2018) [El Salvador] [Habitual Residence] [Petition granted]





          In Flores v Alvardo, 2018 WL 3715753 (W.D. North Carolina, 2018) the district court found that Petitioner established by preponderance of the evidence a prima facie case warranting the return of V.S.G.M., a minor to El Salvador. Respondent failed to establish by clear and convincing evidence an affirmative defense proving a grave risk of harm to V.S.G.M. 

          Petitioner and Respondent married in El Salvador in December of 2012. In 2013, Respondent gave birth to a child in San Salvador, El Salvador. As Petitioner tells it, he lived with Respondent and Child in a familial residence in El Salvador until Respondent left with the Child in January of 2017. When Respondent left, she originally told Petitioner that she and the Child were going to stay with her aunts for a week in La Union, El Salvador. The truth, however, was that Respondent took the Child to the United States after disconnecting her cell phone.  Petitioner found out Respondent’s location after receiving a video showing her crossing the United States border with the Child. Petitioner promptly filed an abduction report to the local authorities. Petitioner and Respondent remain married today and no court in either El Salvador or the United States has entered an order regarding custody.
The Child was removed from El Salvador to the United States on or about on or about January 8, 2017. The Petitioner filed the petition on August 25, 2017, which is within one year of the Child’s removal from El Salvador. At the hearing, the parties also stipulated that the Minor’s habitual residence is in El Salvador.

          The Court found that Petitioner succeeded in establishing his prima facie case by a preponderance of the evidence. It also found that Respondent failed to prove an affirmative defense under the Convention’s grave risk exception or failure-to-exercise-custody exception. Respondent presented no other evidence besides her own testimony and what allegations she posited were more geared to the best interest of the Child rather than the relevant query before the Court.

          The Court rejected Respondents Article 13(a) defense, Failure to Exercise Custody Rights. Respondent’s argument was that no custody order granted Petitioner custody rights over the Child. However, Petitioner successfully refuted this argument. Under El Salvador law, the parents of a child share custody jointly unless a custody order finds otherwise. Family Code, arts. 206, 207. Respondent admitted that no custody order exists that altered the default joint custody rule. As such, Respondent’s argument cut against the very assertion she attempted to make.

          Respondent also argued that returning the Child to El Salvador constituted a grave risk of physical or psychological harm. Respondent alleged that Petitioner habitually smoked marijuana and drank heavily around the Child. At one point, Respondent claimed that the Child was caught with a bag of marijuana in his mouth. Respondent also claimed that Petitioner endangered the Child by drinking and driving with him in the car. At least once, Respondent stated that the Child was in the car when Petitioner was involved in a minor car accident. Finally, Respondent claimed that Petitioner would argue with her and began kicking her out of the house.  Respondent states that Petitioner would “violently” remove her from the hoes when she refused to go without her son.

          The district Court found Respondent’s claims general and unsubstantiated. Respondent provided no other evidence besides her word, which the Court found less than credible. While Respondent stated that neighbors and a nanny witnessed the violence Petitioner subjected her to, she presented none of these parties as witnesses during the hearing. Respondent admitted that Petitioner showed no physical violence toward the Child.

          The Court was faced with Respondent’s testimony of drug and alcohol use against Petitioner’s testimony of a happy family that was abruptly separated by Respondent’s wrongful removal of the Child. Respondent faced a higher evidentiary standard than Petitioner and quite simply failed to produce sufficient evidence to corroborate her claims.